UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $625M | 0.24% |
14,460,439
-167,595
| -1% | -$7.29M |
|
102
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
| $624M | 0.24% |
25,939,642
+213,843
| +0.8% | +$5.2M |
|
103
Bank of America
BAC
$439B
| $620M | 0.23% |
25,739,064
+4,895,118
| +23% | +$122M |
|
104
iShares S&P 500 Growth ETF
IVW
$71.9B
| $619M | 0.23% |
10,718,428
-593,436
| -5% | -$33.6M |
|
105
Blackrock
BLK
$170B
| $614M | 0.23% |
1,089,877
+88,690
| +9% | +$50.6M |
|
106
iShares Core US Aggregate Bond ETF
AGG
$138B
| $599M | 0.23% |
5,070,252
+379,441
| +8% | +$45M |
|
107
Amgen
AMGN
$212B
| $596M | 0.22% |
2,345,264
+84,739
| +4% | +$21M |
|
108
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
| $590M | 0.22% |
14,949,956
-1,417,230
| -9% | -$56M |
|
109
iShares Gold Trust
IAU
$62.5B
| $587M | 0.22% |
16,321,749
+5,062,452
| +45% | +$185M |
|
110
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
| $585M | 0.22% |
4,340,200
+4,279,400
| +7,038% | +$583M |
|
111
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $580M | 0.22% |
6,703,741
-736,386
| -10% | -$63.7M |
|
112
Novartis
NVS
$304B
| $578M | 0.22% |
6,652,204
-99,529
| -1% | -$8.62M |
|
113
Broadcom
AVGO
$1.81T
| $575M | 0.22% |
15,778,980
-424,710
| -3% | -$14.2M |
|
114
iShares National Muni Bond ETF
MUB
$45.3B
| $570M | 0.22% |
4,920,758
-20,347
| -0.4% | -$2.36M |
|
115
Texas Instruments
TXN
$253B
| $565M | 0.21% |
3,959,093
+56,457
| +1% | +$7.67M |
|
116
Mondelez International
MDLZ
$80.2B
| $549M | 0.21% |
9,561,939
-1,033,960
| -10% | -$57.6M |
|
|
MRSH
117
Marsh
MRSH
$91.7B
| $545M | 0.21% |
4,753,051
-205,475
| -4% | -$23.5M |
|
118
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
| $542M | 0.2% |
5,141,541
+748,794
| +17% | +$78.8M |
|
119
iShares TIPS Bond ETF
TIP
$14.5B
| $540M | 0.2% |
4,270,321
+585,135
| +16% | +$73.5M |
|
120
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
| $538M | 0.2% |
8,447,094
-453,443
| -5% | -$28.8M |
|
|
121
CALL
Microsoft
MSFT
$2.92T
| $530M | 0.2% |
2,520,840
+885,955
| +54% | +$186M |
|
122
Linde
LIN
$236B
| $530M | 0.2% |
2,224,335
-363,657
| -14% | -$88.2M |
|
123
Vanguard Small-Cap ETF
VB
$80.2B
| $505M | 0.19% |
3,283,525
-97,046
| -3% | -$14.9M |
|
124
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
| $495M | 0.19% |
4,581,902
+1,427,697
| +45% | +$154M |
|
|
125
iQIYI
IQ
$1.21B
| $489M | 0.18% |
21,637,428
+17,488,740
| +422% | +$383M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.