UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vanguard Dividend Appreciation ETF
VIG
$111B
| $581M | 0.22% |
4,856,468
+137,953
| +3% | +$16.3M |
|
102
Diageo
DEO
$49.1B
| $580M | 0.22% |
3,545,381
-393,518
| -10% | -$65.8M |
|
103
VF Corp
VFC
$5.14B
| $574M | 0.22% |
6,451,419
-46,992
| -0.7% | -$4.01M |
|
104
Chubb
CB
$132B
| $566M | 0.22% |
3,508,126
-368,194
| -9% | -$57M |
|
105
IBM
IBM
$235B
| $562M | 0.22% |
4,045,599
+582,176
| +17% | +$78.5M |
|
106
Salesforce
CRM
$214B
| $561M | 0.22% |
3,780,464
+777,133
| +26% | +$118M |
|
107
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
| $559M | 0.22% |
6,410,700
-2,108,400
| -25% | -$183M |
|
108
PUT
Amazon
AMZN
$2.73T
| $558M | 0.21% |
6,431,200
+947,200
| +17% | +$87.8M |
|
109
Starbucks
SBUX
$113B
| $555M | 0.21% |
6,271,336
-425,400
| -6% | -$39.4M |
|
|
RTN
110
CALL
DELISTED
Raytheon Company
RTN
| $541M | 0.21% |
2,759,300
+2,698,700
| +4,453% | +$500M |
|
111
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
| $540M | 0.21% |
4,995,401
-411,015
| -8% | -$44.1M |
|
112
iShares Core US Aggregate Bond ETF
AGG
$137B
| $536M | 0.21% |
4,734,543
+454,002
| +11% | +$51M |
|
113
Amgen
AMGN
$206B
| $535M | 0.21% |
2,762,312
+242,496
| +10% | +$46.5M |
|
114
Vanguard Information Technology ETF
VGT
$146B
| $534M | 0.21% |
19,809,024
-1,269,616
| -6% | -$34.2M |
|
115
PUT
Tesla
TSLA
$1.42T
| $506M | 0.19% |
31,501,800
+8,714,925
| +38% | +$136M |
|
116
iShares MSCI Emerging Markets ETF
EEM
$30.7B
| $505M | 0.19% |
12,360,166
-2,719,876
| -18% | -$112M |
|
|
STI
117
DELISTED
SunTrust Banks, Inc.
STI
| $503M | 0.19% |
7,316,359
-1,446,241
| -17% | -$92.6M |
|
118
State Street Industrial Select Sector SPDR ETF
XLI
$30.8B
| $497M | 0.19% |
6,395,804
+565,959
| +10% | +$43.4M |
|
119
iShares China Large-Cap ETF
FXI
$4.15B
| $496M | 0.19% |
12,452,201
+1,124,056
| +10% | +$45.6M |
|
120
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
| $496M | 0.19% |
3,220,106
-59,539
| -2% | -$9.23M |
|
121
TJX Companies
TJX
$139B
| $494M | 0.19% |
8,865,350
-1,077,268
| -11% | -$58.7M |
|
122
State Street Financial Select Sector SPDR ETF
XLF
$54.5B
| $485M | 0.19% |
17,317,883
-1,062,634
| -6% | -$29.3M |
|
123
State Street Technology Select Sector SPDR ETF
XLK
$120B
| $483M | 0.19% |
11,989,844
+877,962
| +8% | +$35.1M |
|
124
SPDR Gold Trust
GLD
$145B
| $478M | 0.18% |
3,439,895
+221,308
| +7% | +$30.8M |
|
125
Estee Lauder
EL
$35.5B
| $477M | 0.18% |
2,395,753
-227,797
| -9% | -$43.6M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.