UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
PUT
Rio Tinto
RIO
$158B
| $12.6M | 0.01% |
373,300
+370,000
| +11,212% | +$13.8M |
|
1202
CALL
NetEase
NTES
$85.3B
| $12.6M | 0.01% |
525,000
-189,365
| -27% | -$4.88M |
|
1203
PUT
VanEck Oil Services ETF
OIH
$2.06B
| $12.6M | 0.01% |
22,920
+7,605
| +50% | +$4.67M |
|
1204
Capital Southwest
CSWC
$1.47B
| $12.6M | 0.01% |
723,148
+309,593
| +75% | +$5.45M |
|
1205
Carlyle Group
CG
$16.6B
| $12.6M | 0.01% |
748,728
+166,970
| +29% | +$3.93M |
|
|
IGI
1206
Western Asset Investment Grade Defined Opportunity Trust
IGI
$93.9M
| $12.6M | 0.01% |
613,878
-34,924
| -5% | -$713K |
|
1207
Wabtec
WAB
$49.1B
| $12.6M | 0.01% |
142,639
-12,627
| -8% | -$1.2M |
|
1208
Acuity Brands
AYI
$9.83B
| $12.5M | 0.01% |
71,421
-5,196
| -7% | -$1.01M |
|
1209
PUT
3D Systems Corp
DDD
$431M
| $12.5M | 0.01% |
1,083,700
+299,800
| +38% | +$4.16M |
|
1210
Fastenal
FAST
$54.7B
| $12.5M | 0.01% |
1,367,196
-160,748
| -11% | -$1.59M |
|
1211
JetBlue
JBLU
$2.28B
| $12.5M | 0.01% |
484,709
-139,348
| -22% | -$3.28M |
|
1212
Boston Scientific
BSX
$69.5B
| $12.5M | 0.01% |
760,985
-71,503
| -9% | -$1.22M |
|
1213
CALL
Molson Coors Class B
TAP
$7.79B
| $12.5M | 0.01% |
150,100
+44,100
| +42% | +$3.19M |
|
1214
PUT
Under Armour
UAA
$2.84B
| $12.4M | 0.01% |
259,026
+403
| +0.2% | +$19K |
|
1215
Puma Biotechnology
PBYI
$404M
| $12.4M | 0.01% |
165,049
+5,874
| +4% | +$556K |
|
|
HIX
1216
Western Asset High Income Fund II
HIX
$349M
| $12.4M | 0.01% |
1,920,732
-445,129
| -19% | -$3.11M |
|
|
SMC
1217
Summit Midstream
SMC
$426M
| $12.4M | 0.01% |
46,992
-20,046
| -30% | -$7.63M |
|
|
CMO
1218
DELISTED
Capstead Mortgage Corp.
CMO
| $12.4M | 0.01% |
1,255,045
-379,504
| -23% | -$4.12M |
|
1219
Dolby
DLB
$5.51B
| $12.4M | 0.01% |
380,723
+151,393
| +66% | +$5.17M |
|
1220
iShares Micro-Cap ETF
IWC
$1.44B
| $12.4M | 0.01% |
177,881
-789
| -0.4% | -$60.2K |
|
1221
C.H. Robinson
CHRW
$17.4B
| $12.3M | 0.01% |
182,150
-20,310
| -10% | -$1.36M |
|
|
EMC
1222
CALL
DELISTED
EMC CORPORATION
EMC
| $12.3M | 0.01% |
510,800
-11,000
| -2% | -$278K |
|
1223
Arthur J. Gallagher & Co
AJG
$64.1B
| $12.3M | 0.01% |
298,302
+130,015
| +77% | +$5.89M |
|
1224
PUT
F5
FFIV
$22.9B
| $12.3M | 0.01% |
106,200
+19,200
| +22% | +$2.35M |
|
|
JOYY
1225
JOYY Inc
JOYY
$3.71B
| $12.3M | 0.01% |
225,415
+137,211
| +156% | +$7.92M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.