UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
NYLIM FTSE International Equity Currency Neutral ETF
HFXI
$2.27B
| $25.7M | 0.01% |
1,134,155
+131,159
| +13% | +$2.79M |
|
1177
Zai Lab
ZLAB
$2.88B
| $25.7M | 0.01% |
189,881
-126,303
| -40% | -$12.9M |
|
1178
Cohen & Steers Infrastructure Fund
UTF
$2.8B
| $25.7M | 0.01% |
994,790
-17,089
| -2% | -$421K |
|
1179
Expeditors International
EXPD
$24.6B
| $25.6M | 0.01% |
269,428
+195,669
| +265% | +$17.8M |
|
1180
Vanguard ESG US Stock ETF
ESGV
$13.4B
| $25.6M | 0.01% |
364,271
+52,977
| +17% | +$3.5M |
|
1181
iShares MSCI Taiwan ETF
EWT
$12B
| $25.6M | 0.01% |
481,512
+27,919
| +6% | +$1.36M |
|
1182
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
| $25.5M | 0.01% |
821,522
-54,914
| -6% | -$1.58M |
|
1183
CALL
AT&T
T
$175B
| $25.5M | 0.01% |
1,174,123
+35,351
| +3% | +$762K |
|
1184
Fidelity National Financial
FNF
$11.8B
| $25.5M | 0.01% |
678,023
-254,443
| -27% | -$8.58M |
|
1185
PUT
Yum China
YUMC
$14.1B
| $25.4M | 0.01% |
445,300
+112,300
| +34% | +$6.31M |
|
1186
ProShares Short S&P500
SH
$916M
| $25.4M | 0.01% |
353,397
-509,990
| -59% | -$39M |
|
1187
CBRE Group
CBRE
$40.6B
| $25.4M | 0.01% |
404,940
+86,814
| +27% | +$4.91M |
|
1188
British American Tobacco
BTI
$120B
| $25.4M | 0.01% |
677,405
-113,180
| -14% | -$4.05M |
|
1189
AutoZone
AZO
$46.9B
| $25.4M | 0.01% |
21,421
-2,369
| -10% | -$2.74M |
|
1190
Corpay
CPAY
$26.6B
| $25.4M | 0.01% |
92,982
+32,905
| +55% | +$8.45M |
|
1191
CALL
Verizon
VZ
$204B
| $25.3M | 0.01% |
431,200
-300
| -0.1% | -$17.8K |
|
1192
XPeng
XPEV
$10.2B
| $25.3M | 0.01% |
591,148
+352,790
| +148% | +$13M |
|
1193
PUT
Estee Lauder
EL
$34.2B
| $25.3M | 0.01% |
95,000
+12,500
| +15% | +$3.01M |
|
1194
Invesco FTSE RAFI US 1000 ETF
PRF
$9.99B
| $25.2M | 0.01% |
947,095
+28,210
| +3% | +$703K |
|
1195
CALL
Invesco Senior Loan ETF
BKLN
$6.79B
| $25.2M | 0.01% |
+1,130,000
| New | +$24.8M |
|
1196
PUT
Spotify
SPOT
$110B
| $25.2M | 0.01% |
80,000
| – | – |
|
1197
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.31B
| $25.1M | 0.01% |
746,741
-134,913
| -15% | -$4.36M |
|
1198
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.49B
| $25.1M | 0.01% |
1,495,211
+100,811
| +7% | +$1.62M |
|
1199
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$21.6B
| $25.1M | 0.01% |
800,000
-288,200
| -26% | -$9.12M |
|
1200
PUT
Mondelez International
MDLZ
$78.7B
| $25.1M | 0.01% |
428,900
+27,300
| +7% | +$1.56M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.