UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.56% |
| 2 | Financials | 6.76% |
| 3 | Healthcare | 6.45% |
| 4 | Consumer Discretionary | 5.77% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
Match Group
MTCH
$8.68B
| $21.7M | 0.01% |
303,146
+57,343
| +23% | +$4.47M |
|
|
IBDK
1177
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
| $21.6M | 0.01% |
870,419
-241,869
| -22% | -$6.01M |
|
1178
iShares ESG Optimized MSCI USA ETF
SUSA
$4.19B
| $21.6M | 0.01% |
349,850
+9,306
| +3% | +$570K |
|
|
HES
1179
CALL
DELISTED
Hess
HES
| $21.6M | 0.01% |
357,500
-71,800
| -17% | -$4.47M |
|
1180
Invesco Large Cap Value ETF
PWV
$1.8B
| $21.6M | 0.01% |
563,677
-34,593
| -6% | -$1.29M |
|
1181
Golub Capital BDC
GBDC
$3.45B
| $21.6M | 0.01% |
1,169,963
-32,754
| -3% | -$589K |
|
|
ZUO
1182
DELISTED
Zuora, Inc.
ZUO
| $21.5M | 0.01% |
1,431,836
+476,824
| +50% | +$7.18M |
|
1183
Sunoco
SUN
$14.1B
| $21.5M | 0.01% |
685,033
+418,541
| +157% | +$13.3M |
|
|
SBNY
1184
DELISTED
Signature Bank
SBNY
| $21.5M | 0.01% |
180,003
-4,297
| -2% | -$520K |
|
1185
Western Digital
WDC
$171B
| $21.4M | 0.01% |
475,441
-193,976
| -29% | -$8.28M |
|
1186
Loews
L
$23.1B
| $21.4M | 0.01% |
416,221
+215,193
| +107% | +$11.1M |
|
1187
PUT
3M
MMM
$94.8B
| $21.4M | 0.01% |
155,839
+24,159
| +18% | +$3.38M |
|
|
ACHN
1188
DELISTED
Achillion Pharmaceuticals
ACHN
| $21.4M | 0.01% |
5,933,833
+358,305
| +6% | +$1.38M |
|
|
CERN
1189
PUT
DELISTED
Cerner Corp
CERN
| $21.4M | 0.01% |
+313,300
| New | +$22.2M |
|
1190
Agilent Technologies
A
$41.9B
| $21.2M | 0.01% |
277,247
+59,120
| +27% | +$4.26M |
|
|
IBDP
1191
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
| $21.2M | 0.01% |
826,548
+66,801
| +9% | +$1.71M |
|
|
PARA
1192
PUT
DELISTED
Paramount Global Class B
PARA
| $21.2M | 0.01% |
524,600
+429,600
| +452% | +$20.1M |
|
|
PDX
1193
PIMCO Dynamic Income Strategy Fund
PDX
$977M
| $21.2M | 0.01% |
1,209,353
+264,153
| +28% | +$4.98M |
|
|
BSCK
1194
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
| $21.2M | 0.01% |
994,052
+14,609
| +1% | +$311K |
|
1195
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$772M
| $21.2M | 0.01% |
506,028
-51,806
| -9% | -$2.16M |
|
|
HIO
1196
Western Asset High Income Opportunity Fund
HIO
$339M
| $21.2M | 0.01% |
4,190,597
-112,053
| -3% | -$567K |
|
1197
TC Energy
TRP
$66.2B
| $21.1M | 0.01% |
408,082
+7,720
| +2% | +$385K |
|
1198
Kroger
KR
$35B
| $21.1M | 0.01% |
818,280
+202,846
| +33% | +$4.72M |
|
1199
HEICO Corp
HEI
$52B
| $21.1M | 0.01% |
168,831
+14,925
| +10% | +$2.04M |
|
1200
iShares MSCI India ETF
INDA
$6.55B
| $21M | 0.01% |
626,953
-69,241
| -10% | -$2.29M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.