UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
Invesco Ultra Short Duration ETF
GSY
$3.93B
| $27M | 0.01% |
533,709
-164,328
| -24% | -$8.31M |
|
|
JPS
1152
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $26.9M | 0.01% |
2,768,135
+31,065
| +1% | +$286K |
|
1153
PUT
State Street SPDR S&P Bank ETF
KBE
$1.54B
| $26.9M | 0.01% |
643,000
+428,000
| +199% | +$15.9M |
|
1154
Invesco Leisure and Entertainment ETF
PEJ
$358M
| $26.9M | 0.01% |
671,555
+178,798
| +36% | +$6.29M |
|
1155
Hasbro
HAS
$12.6B
| $26.8M | 0.01% |
286,340
+15,312
| +6% | +$1.36M |
|
1156
Invesco S&P 500 Pure Growth ETF
RPG
$1.88B
| $26.7M | 0.01% |
820,860
-48,700
| -6% | -$1.49M |
|
1157
Boston Properties
BXP
$10.2B
| $26.7M | 0.01% |
282,598
-50,849
| -15% | -$4.54M |
|
1158
NVR
NVR
$16.8B
| $26.7M | 0.01% |
6,544
+2,118
| +48% | +$8.8M |
|
1159
Invesco
IVZ
$13.4B
| $26.6M | 0.01% |
1,528,806
+21,463
| +1% | +$330K |
|
1160
DTE Energy
DTE
$27.1B
| $26.6M | 0.01% |
257,282
-1,522
| -0.6% | -$160K |
|
|
DLY
1161
DoubleLine Yield Opportunities Fund
DLY
$649M
| $26.6M | 0.01% |
1,435,178
+279,756
| +24% | +$5.02M |
|
1162
Seagate
STX
$182B
| $26.4M | 0.01% |
425,368
+11,910
| +3% | +$669K |
|
|
WORK
1163
PUT
DELISTED
Slack Technologies, Inc.
WORK
| $26.4M | 0.01% |
625,483
+448,983
| +254% | +$15.2M |
|
1164
AB InBev
BUD
$156B
| $26.4M | 0.01% |
377,148
-67,037
| -15% | -$4.24M |
|
1165
PUT
WisdomTree India Earnings Fund ETF
EPI
$1.97B
| $26.3M | 0.01% |
900,000
| – | – |
|
1166
CALL
Caterpillar
CAT
$367B
| $26.3M | 0.01% |
144,400
+26,400
| +22% | +$4.48M |
|
1167
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.38B
| $26.2M | 0.01% |
340,703
-12,627
| -4% | -$862K |
|
1168
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.98B
| $26.1M | 0.01% |
714,860
-74,006
| -9% | -$2.68M |
|
1169
Occidental Petroleum
OXY
$58.8B
| $26M | 0.01% |
1,504,767
-719,096
| -32% | -$9.86M |
|
1170
Molson Coors Class B
TAP
$7.32B
| $26M | 0.01% |
576,088
+88,118
| +18% | +$3.63M |
|
1171
West Pharmaceutical
WST
$25.7B
| $26M | 0.01% |
91,702
+47,786
| +109% | +$13.4M |
|
|
STOR
1172
DELISTED
STORE Capital Corporation
STOR
| $25.9M | 0.01% |
762,729
-143,928
| -16% | -$4.37M |
|
|
DOG
1173
ProShares Short Dow30
DOG
$122M
| $25.9M | 0.01% |
660,460
+437,220
| +196% | +$18.2M |
|
1174
Entergy
ETR
$49.2B
| $25.9M | 0.01% |
518,252
-73,716
| -12% | -$3.88M |
|
1175
PUT
eBay
EBAY
$50.2B
| $25.7M | 0.01% |
512,400
+60,300
| +13% | +$3.08M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.