UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BKCC
1151
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $13.7M | 0.01% |
1,541,370
-414,052
| -21% | -$3.81M |
|
1152
Calumet Specialty Products
CLMT
$3.85B
| $13.7M | 0.01% |
562,307
-198,944
| -26% | -$5.17M |
|
|
SPLS
1153
PUT
DELISTED
Staples Inc
SPLS
| $13.6M | 0.01% |
1,162,900
+836,000
| +256% | +$11.8M |
|
|
EMD
1154
Western Asset Emerging Markets Debt Fund
EMD
$609M
| $13.6M | 0.01% |
1,022,994
-178,460
| -15% | -$2.53M |
|
1155
Cinemark Holdings
CNK
$4.24B
| $13.6M | 0.01% |
419,182
-54,569
| -12% | -$2.03M |
|
1156
Boston Properties
BXP
$11.2B
| $13.6M | 0.01% |
114,829
-12,033
| -9% | -$1.44M |
|
|
SEE
1157
DELISTED
Sealed Air
SEE
| $13.6M | 0.01% |
289,559
-49,175
| -15% | -$2.54M |
|
1158
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
| $13.6M | 0.01% |
613,052
-81,912
| -12% | -$1.86M |
|
|
TEP
1159
DELISTED
Tallgrass Energy Partners, LP
TEP
| $13.6M | 0.01% |
345,128
-134,964
| -28% | -$6.07M |
|
1160
PUT
Infosys
INFY
$48.7B
| $13.5M | 0.01% |
1,415,200
| – | – |
|
1161
Genpact
G
$5.96B
| $13.5M | 0.01% |
571,969
-14,667
| -3% | -$329K |
|
1162
State Street SPDR S&P Insurance ETF
KIE
$649M
| $13.5M | 0.01% |
599,961
+70,701
| +13% | +$1.64M |
|
1163
Pinnacle West Capital
PNW
$12.2B
| $13.5M | 0.01% |
210,480
-10,878
| -5% | -$665K |
|
|
MDP
1164
DELISTED
Meredith Corporation
MDP
| $13.5M | 0.01% |
315,953
+208,666
| +194% | +$9.94M |
|
1165
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
| $13.4M | 0.01% |
519,835
-15,768
| -3% | -$446K |
|
1166
Hercules Capital
HTGC
$3.07B
| $13.4M | 0.01% |
1,325,586
-298,141
| -18% | -$3.38M |
|
|
BCS.PRD.CL
1167
DELISTED
Barclays Bank Plc
BCS.PRD.CL
| $13.4M | 0.01% |
517,461
+55,612
| +12% | +$1.45M |
|
|
NBH
1168
Neuberger Municipal Fund Inc
NBH
$301M
| $13.4M | 0.01% |
877,710
+19,324
| +2% | +$293K |
|
1169
PUT
Herc Holdings
HRI
$5.02B
| $13.4M | 0.01% |
266,267
-131,433
| -33% | -$6.88M |
|
1170
iShares Core MSCI Europe ETF
IEUR
$8.97B
| $13.3M | 0.01% |
319,502
+8,698
| +3% | +$387K |
|
1171
Ameren
AEE
$30.3B
| $13.3M | 0.01% |
314,733
+186,257
| +145% | +$7.5M |
|
1172
iShares MSCI Hong Kong ETF
EWH
$1.24B
| $13.3M | 0.01% |
695,189
+73,056
| +12% | +$1.52M |
|
1173
Essent Group
ESNT
$6.08B
| $13.3M | 0.01% |
533,669
+433,209
| +431% | +$11.9M |
|
|
ARG
1174
DELISTED
Airgas Inc
ARG
| $13.2M | 0.01% |
148,287
-516,259
| -78% | -$51.2M |
|
1175
CALL
Occidental Petroleum
OXY
$56.8B
| $13.2M | 0.01% |
200,441
-479,475
| -71% | -$33.5M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.