UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$2.76B |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$447M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$336M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$294M |
| 5 |
GSK
GSK
|
+$255M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Stellantis
STLA
|
+$937M |
| 2 |
UBS Group
UBS
|
+$511M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Baidu
BIDU
|
+$338M |
| 5 |
Apple
AAPL
|
+$331M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.96% |
| 2 | Technology | 11.22% |
| 3 | Consumer Discretionary | 6.75% |
| 4 | Financials | 6.34% |
| 5 | Healthcare | 5.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WCN
1101
Waste Connections
WCN
$39.1B
| $32.8M | 0.01% |
303,920
+7,494
| +3% | +$761K |
|
|
VMW
1102
DELISTED
VMware, Inc
VMW
| $32.7M | 0.01% |
217,449
-39,570
| -15% | -$5.66M |
|
1103
Tandem Diabetes Care
TNDM
$1.2B
| $32.6M | 0.01% |
369,554
+110,604
| +43% | +$10.3M |
|
1104
Etsy
ETSY
$6.64B
| $32.5M | 0.01% |
161,314
-10,328
| -6% | -$2.16M |
|
1105
PUT
3M
MMM
$84.9B
| $32.5M | 0.01% |
201,879
+46,997
| +30% | +$7.03M |
|
|
ADVM
1106
DELISTED
Adverum Biotechnologies
ADVM
| $32.5M | 0.01% |
329,639
+51,153
| +18% | +$6.14M |
|
1107
Apollo Global Management
APO
$74.4B
| $32.5M | 0.01% |
691,268
+3,361
| +0.5% | +$164K |
|
|
CERN
1108
DELISTED
Cerner Corp
CERN
| $32.5M | 0.01% |
451,542
-114,877
| -20% | -$8.63M |
|
1109
State Street SPDR S&P Bank ETF
KBE
$1.53B
| $32.4M | 0.01% |
624,866
-79,231
| -11% | -$3.86M |
|
1110
Cencora
COR
$59B
| $32.4M | 0.01% |
274,354
+27,588
| +11% | +$2.99M |
|
1111
Cohen & Steers Duration Preferred & Income Fund
LDP
$575M
| $32.3M | 0.01% |
1,238,271
+27,098
| +2% | +$693K |
|
1112
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.94B
| $32.3M | 0.01% |
348,618
+210,258
| +152% | +$20.2M |
|
1113
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$703M
| $32.3M | 0.01% |
569,994
+337,598
| +145% | +$18M |
|
1114
CALL
Biogen
BIIB
$32.4B
| $32.3M | 0.01% |
115,358
+59,658
| +107% | +$16.1M |
|
1115
PUT
Zscaler
ZS
$32.2B
| $32.2M | 0.01% |
187,500
+117,700
| +169% | +$23.4M |
|
1116
Invesco Water Resources ETF
PHO
$1.93B
| $32.2M | 0.01% |
650,965
+54,971
| +9% | +$2.66M |
|
1117
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.41B
| $32.1M | 0.01% |
255,580
-3,763
| -1% | -$455K |
|
|
PXD
1118
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $32M | 0.01% |
201,700
+49,200
| +32% | +$6.99M |
|
1119
GDS Holdings
GDS
$6.27B
| $32M | 0.01% |
394,964
+127,703
| +48% | +$12.7M |
|
1120
US Global Jets ETF
JETS
$737M
| $32M | 0.01% |
1,188,048
+329,199
| +38% | +$8.08M |
|
1121
Omnicom Group
OMC
$21.6B
| $31.9M | 0.01% |
430,708
+76,303
| +22% | +$5.27M |
|
|
SCHV
1122
Schwab US Large-Cap Value ETF
SCHV
$15.4B
| $31.9M | 0.01% |
1,466,835
+97,422
| +7% | +$2.03M |
|
1123
Quest Diagnostics
DGX
$27.3B
| $31.9M | 0.01% |
248,528
-38,689
| -13% | -$4.77M |
|
1124
Global X Cloud Computing ETF
CLOU
$367M
| $31.9M | 0.01% |
1,237,434
+252,948
| +26% | +$6.96M |
|
1125
PUT
Union Pacific
UNP
$168B
| $31.7M | 0.01% |
143,975
+43,575
| +43% | +$9.15M |
|
Similar funds
UBS Group's Q1 2021 Portfolio in Review
As of Q1 2021, UBS Group held 9,997 positions worth $301B, up 1.9% from $296B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q1 2021 filing shows 1,504 new, 3,919 increased, 3,390 reduced and 881 closed positions. Its largest new stake was Ferguson: 1,602,252 shares worth $192M. The largest sale was Stellantis, an estimated $937M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, down from 53% a quarter earlier, followed by Technology and Consumer Discretionary.
- UBS Group's largest Q1 2021 buy was Ferguson: 1,602,252 shares worth $192M.
- UBS Group added most to Alibaba in Q1 2021, an estimated $2.76B increase.
- UBS Group's biggest Q1 2021 reduction was Stellantis, cutting an estimated $937M.
- UBS Group fully exited Tiffany & Co. in Q1 2021, selling an estimated $77.2M.
- UBS Group's ten largest holdings make up 14% of its $301B portfolio in Q1 2021.
- UBS Group opened 1,504 new positions and closed 881 in Q1 2021.
- UBS Group's portfolio value rose 1.9% quarter-over-quarter to $301B.
Based on UBS Group's 13F filing for Q1 2021, filed 12 May 2021.