UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
PUT
TSMC
TSM
$2.34T
| $34.6M | 0.01% |
398,200
+137,400
| +53% | +$13M |
|
1077
PUT
Enphase Energy
ENPH
$4.28B
| $34.5M | 0.01% |
287,400
+249,700
| +662% | +$35.6M |
|
1078
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $34.5M | 0.01% |
355,402
-4,153
| -1% | -$431K |
|
1079
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.91B
| $34.5M | 0.01% |
237,486
-12,540
| -5% | -$1.86M |
|
1080
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.43B
| $34.5M | 0.01% |
683,472
-52,543
| -7% | -$2.66M |
|
1081
Invesco S&P 500 Revenue ETF
RWL
$9.81B
| $34.4M | 0.01% |
440,711
-7,498
| -2% | -$605K |
|
1082
Celanese
CE
$5.17B
| $34.4M | 0.01% |
274,306
-13,115
| -5% | -$1.61M |
|
1083
Schwab US Large-Cap Growth ETF
SCHG
$67.4B
| $34.4M | 0.01% |
1,890,168
-7,128
| -0.4% | -$134K |
|
1084
CALL
Qualcomm
QCOM
$216B
| $34.4M | 0.01% |
309,400
+30,000
| +11% | +$3.48M |
|
1085
TAL Education Group
TAL
$6.66B
| $34.4M | 0.01% |
3,770,968
-2,755,181
| -42% | -$19.3M |
|
1086
FIVE9
FIVN
$2.67B
| $34.3M | 0.01% |
533,914
+340,567
| +176% | +$25.5M |
|
1087
FirstEnergy
FE
$25.1B
| $34.3M | 0.01% |
1,003,467
-38,605
| -4% | -$1.44M |
|
1088
PUT
Microchip Technology
MCHP
$42.7B
| $34.3M | 0.01% |
439,100
+406,600
| +1,251% | +$34M |
|
1089
CALL
Wells Fargo
WFC
$251B
| $34.2M | 0.01% |
838,200
-68,100
| -8% | -$2.94M |
|
1090
PUT
Cognizant
CTSH
$25.8B
| $34.2M | 0.01% |
505,400
+121,300
| +32% | +$8.37M |
|
1091
Fairlead Tactical Sector ETF
TACK
$299M
| $34.2M | 0.01% |
1,508,053
-5,652
| -0.4% | -$133K |
|
1092
Unilever
UL
$135B
| $34.1M | 0.01% |
613,564
-26,033
| -4% | -$1.5M |
|
1093
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.67B
| $34.1M | 0.01% |
1,393,032
-2,608
| -0.2% | -$64.2K |
|
1094
PUT
PNC Financial Services
PNC
$90B
| $34M | 0.01% |
277,100
| – | – |
|
1095
Dropbox
DBX
$7.03B
| $34M | 0.01% |
1,248,541
+27,512
| +2% | +$750K |
|
1096
CALL
DexCom
DXCM
$32.7B
| $34M | 0.01% |
364,200
+172,800
| +90% | +$19.5M |
|
1097
PUT
3M
MMM
$87.4B
| $33.9M | 0.01% |
432,593
+7,893
| +2% | +$678K |
|
1098
iShares Global Clean Energy ETF
ICLN
$2.07B
| $33.8M | 0.01% |
2,313,805
-148,912
| -6% | -$2.5M |
|
1099
CALL
International Paper
IP
$18.5B
| $33.8M | 0.01% |
952,700
| – | – |
|
|
FITB
1100
Fifth Third Bancorp
FITB
$47.2B
| $33.8M | 0.01% |
1,333,061
-342,695
| -20% | -$9.24M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.