UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.24% |
| 2 | Financials | 7.3% |
| 3 | Healthcare | 6.09% |
| 4 | Consumer Discretionary | 6.08% |
| 5 | Communication Services | 5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
Gartner
IT
$11.4B
| $36.8M | 0.01% |
121,005
-46,740
| -28% | -$13.6M |
|
1052
Martin Marietta Materials
MLM
$32.9B
| $36.7M | 0.01% |
107,496
+3,205
| +3% | +$1.17M |
|
1053
CALL
Thermo Fisher Scientific
TMO
$218B
| $36.7M | 0.01% |
64,230
+59,800
| +1,350% | +$32.8M |
|
1054
Trade Desk
TTD
$6.64B
| $36.7M | 0.01% |
521,738
+53,552
| +11% | +$4.14M |
|
1055
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
| $36.5M | 0.01% |
1,169,401
+81,542
| +7% | +$2.55M |
|
1056
PUT
Unity
U
$20.4B
| $36.5M | 0.01% |
289,100
+134,100
| +87% | +$15.9M |
|
1057
PUT
iShares MSCI Canada ETF
EWC
$6.56B
| $36.3M | 0.01% |
+1,000,000
| New | +$37.1M |
|
1058
PUT
Analog Devices
ADI
$190B
| $36.3M | 0.01% |
216,661
+40,000
| +23% | +$6.71M |
|
|
ARCH
1059
DELISTED
Arch Resources, Inc.
ARCH
| $36.3M | 0.01% |
391,193
-45,013
| -10% | -$3.16M |
|
|
JPUS
1060
JPMorgan Diversified Return US Equity ETF
JPUS
$469M
| $36.1M | 0.01% |
375,656
+5,362
| +1% | +$529K |
|
1061
Kroger
KR
$34.7B
| $36.1M | 0.01% |
891,778
+122,513
| +16% | +$5.14M |
|
|
ANSS
1062
DELISTED
Ansys
ANSS
| $36M | 0.01% |
105,725
+46,091
| +77% | +$16.6M |
|
1063
PUT
Halliburton
HAL
$28.7B
| $35.9M | 0.01% |
1,660,661
| – | – |
|
1064
PUT
Twilio
TWLO
$36.6B
| $35.9M | 0.01% |
112,500
+55,000
| +96% | +$20M |
|
1065
FirstEnergy
FE
$27.4B
| $35.9M | 0.01% |
1,006,769
+85,485
| +9% | +$3.24M |
|
1066
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
| $35.8M | 0.01% |
528,683
-10,788
| -2% | -$764K |
|
|
HES
1067
DELISTED
Hess
HES
| $35.6M | 0.01% |
456,367
+152,291
| +50% | +$11.2M |
|
1068
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.53B
| $35.5M | 0.01% |
850,000
+525,000
| +162% | +$22.7M |
|
1069
Texas Pacific Land
TPL
$24.7B
| $35.5M | 0.01% |
263,988
+25,128
| +11% | +$3.91M |
|
|
1070
Unity
U
$20.4B
| $35.4M | 0.01% |
280,741
+170,329
| +154% | +$20.2M |
|
1071
Workiva
WK
$3.84B
| $35.4M | 0.01% |
251,445
+88,921
| +55% | +$12M |
|
1072
Sun Communities
SUI
$15B
| $35.4M | 0.01% |
191,170
+40,146
| +27% | +$7.75M |
|
1073
First Solar
FSLR
$24.2B
| $35.3M | 0.01% |
370,020
-14,309
| -4% | -$1.33M |
|
|
JNPR
1074
DELISTED
Juniper Networks
JNPR
| $35.3M | 0.01% |
1,283,351
+110,886
| +9% | +$3.12M |
|
1075
AGNC Investment
AGNC
$13B
| $35.3M | 0.01% |
2,239,233
+87,543
| +4% | +$1.42M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.