UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.51% |
| 2 | Financials | 7.18% |
| 3 | Healthcare | 5.96% |
| 4 | Technology | 5.74% |
| 5 | Energy | 5.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
CALL
WisdomTree India Earnings Fund ETF
EPI
$1.95B
| $19.3M | 0.01% |
953,100
+350,700
| +58% | +$7.29M |
|
|
1052
CALL
VanEck Junior Gold Miners ETF
GDXJ
$9.07B
| $19.2M | 0.01% |
610,000
+5,000
| +0.8% | +$182K |
|
1053
PUT
Ford
F
$52.8B
| $19.2M | 0.01% |
1,585,800
-367,100
| -19% | -$4.45M |
|
1054
BioMarin Pharmaceuticals
BMRN
$12.4B
| $19.2M | 0.01% |
232,132
-71,543
| -24% | -$6.15M |
|
1055
CALL
Booking.com
BKNG
$126B
| $19.2M | 0.01% |
327,500
+322,350
| +6,259% | +$19.3M |
|
|
CHL
1056
DELISTED
China Mobile Limited
CHL
| $19.1M | 0.01% |
363,888
+48,639
| +15% | +$2.73M |
|
|
KSU
1057
DELISTED
Kansas City Southern
KSU
| $19.1M | 0.01% |
224,798
+144,341
| +179% | +$12.7M |
|
1058
Edgewell Personal Care
EPC
$1.26B
| $19M | 0.01% |
260,505
+99,707
| +62% | +$7.71M |
|
1059
iShares Expanded Tech-Software Sector ETF
IGV
$14.4B
| $19M | 0.01% |
872,515
-135,040
| -13% | -$3.02M |
|
1060
PUT
Freeport-McMoran
FCX
$103B
| $19M | 0.01% |
1,439,000
+704,000
| +96% | +$9.01M |
|
1061
iShares MSCI Mexico ETF
EWW
$1.66B
| $18.9M | 0.01% |
430,235
-803,256
| -65% | -$37.8M |
|
1062
Blackstone Mortgage Trust
BXMT
$2.26B
| $18.9M | 0.01% |
627,966
+175,477
| +39% | +$5.22M |
|
1063
PIMCO Corporate & Income Opportunity Fund
PTY
$2.44B
| $18.9M | 0.01% |
1,319,493
+144,795
| +12% | +$2.09M |
|
1064
WEC Energy
WEC
$33.7B
| $18.9M | 0.01% |
321,629
+46,099
| +17% | +$2.64M |
|
1065
Nuveen Municipal Credit Income Fund
NZF
$2.24B
| $18.8M | 0.01% |
1,332,592
+34,996
| +3% | +$505K |
|
1066
BlackRock TCP Capital
TCPC
$339M
| $18.8M | 0.01% |
1,110,010
+145,716
| +15% | +$2.41M |
|
|
PMT
1067
PennyMac Mortgage Investment
PMT
$780M
| $18.7M | 0.01% |
1,144,443
+60,228
| +6% | +$953K |
|
|
TWX
1068
CALL
DELISTED
Time Warner Inc
TWX
| $18.7M | 0.01% |
194,000
-73,200
| -27% | -$6.52M |
|
1069
YPF Sociedad Anonima ADS
YPF
$20.9B
| $18.7M | 0.01% |
1,133,056
-61,944
| -5% | -$1.06M |
|
1070
Invesco S&P MidCap Low Volatility ETF
XMLV
$714M
| $18.7M | 0.01% |
460,084
-85,864
| -16% | -$3.36M |
|
1071
PUT
Abbott
ABT
$178B
| $18.6M | 0.01% |
485,400
+174,700
| +56% | +$6.93M |
|
1072
Monster Beverage
MNST
$87.1B
| $18.5M | 0.01% |
1,669,872
+156,336
| +10% | +$1.79M |
|
1073
CALL
Autodesk
ADSK
$45.5B
| $18.5M | 0.01% |
250,000
-371,000
| -60% | -$27.3M |
|
|
NRF
1074
DELISTED
NorthStar Realty Finance Corp.
NRF
| $18.5M | 0.01% |
1,220,054
-387,240
| -24% | -$5.62M |
|
1075
Invesco Financial Preferred ETF
PGF
$638M
| $18.4M | 0.01% |
1,027,108
-143,041
| -12% | -$2.63M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group's Q4 2016 filing shows 819 new, 3,871 increased, 2,714 reduced and 744 closed positions. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B.
By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 54% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 744 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.