UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1026
NetApp
NTAP
$39.5B
| $33M | 0.01% |
530,640
+272,424
| +106% | +$15.9M |
|
1027
CarMax
KMX
$8.12B
| $33M | 0.01% |
376,301
+110,998
| +42% | +$10.4M |
|
1028
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.55B
| $32.9M | 0.01% |
305,597
+2,902
| +1% | +$314K |
|
1029
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
| $32.9M | 0.01% |
619,025
+29,607
| +5% | +$1.57M |
|
1030
PUT
Blackrock
BLK
$168B
| $32.9M | 0.01% |
65,400
+19,200
| +42% | +$9.11M |
|
1031
Vanguard Intermediate-Term Treasury ETF
VGIT
$38.9B
| $32.8M | 0.01% |
498,106
-34,583
| -6% | -$2.29M |
|
|
MFA
1032
CALL
MFA Financial
MFA
$826M
| $32.8M | 0.01% |
+1,072,000
| New | +$32.7M |
|
1033
iShares US Consumer Discretionary ETF
IYC
$1.15B
| $32.7M | 0.01% |
572,800
-26,816
| -4% | -$1.49M |
|
|
CCXI
1034
DELISTED
ChemoCentryx, Inc.
CCXI
| $32.7M | 0.01% |
825,592
-176,024
| -18% | -$3.09M |
|
1035
CALL
RH
RH
$2.35B
| $32.6M | 0.01% |
+152,800
| New | +$29.8M |
|
1036
Broadridge
BR
$18.7B
| $32.6M | 0.01% |
263,644
+97,948
| +59% | +$12M |
|
1037
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.9B
| $32.6M | 0.01% |
441,087
+32,749
| +8% | +$2.29M |
|
|
AIFU
1038
AIFU Inc
AIFU
$71.2M
| $32.5M | 0.01% |
3,132
+6
| +0.2% | +$61.8K |
|
|
ADVM
1039
DELISTED
Adverum Biotechnologies
ADVM
| $32.4M | 0.01% |
281,393
+53,326
| +23% | +$4.7M |
|
1040
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.03B
| $32.4M | 0.01% |
625,209
+233,400
| +60% | +$12.2M |
|
1041
CALL
TransDigm Group
TDG
$61.7B
| $32.3M | 0.01% |
+57,700
| New | +$31.6M |
|
1042
BlackRock Municipal 2030 Target Term Trust
BTT
$1.38B
| $32.3M | 0.01% |
1,335,246
-12,936
| -1% | -$310K |
|
1043
CALL
Vale
VALE
$57.9B
| $32.3M | 0.01% |
2,443,700
-77,400
| -3% | -$930K |
|
1044
Coca-Cola Europacific Partners
CCEP
$44.8B
| $32.3M | 0.01% |
633,849
+280,691
| +79% | +$14.8M |
|
|
LPT
1045
DELISTED
Liberty Property Trust
LPT
| $32.2M | 0.01% |
536,849
+287,428
| +115% | +$16.5M |
|
1046
RPM International
RPM
$12.8B
| $32.2M | 0.01% |
419,954
+160,847
| +62% | +$11.7M |
|
1047
Cooper Companies
COO
$10.5B
| $32M | 0.01% |
398,768
+106,192
| +36% | +$8.01M |
|
1048
Cardinal Health
CAH
$51B
| $32M | 0.01% |
633,131
-7,985
| -1% | -$412K |
|
1049
Extra Space Storage
EXR
$28.2B
| $31.8M | 0.01% |
301,235
+106,935
| +55% | +$11.7M |
|
1050
Sun Communities
SUI
$13.7B
| $31.7M | 0.01% |
211,445
+77,636
| +58% | +$12.1M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.