UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
NYLIM MacKay Muni Insured ETF
MMIN
$469M
| $34.2M | 0.01% |
1,237,472
+838,438
| +210% | +$22.9M |
|
|
PCI
1002
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $34.2M | 0.01% |
1,612,358
-263,749
| -14% | -$5.3M |
|
1003
VanEck Intermediate Muni ETF
ITM
$2.02B
| $34.2M | 0.01% |
656,797
+16,748
| +3% | +$862K |
|
1004
Tractor Supply
TSCO
$17.1B
| $34.2M | 0.01% |
1,215,530
-266,315
| -18% | -$7.45M |
|
1005
iShares Expanded Tech Sector ETF
IGM
$10.5B
| $34.2M | 0.01% |
585,954
-57,108
| -9% | -$3.13M |
|
1006
VanEck High Yield Muni ETF
HYD
$4.08B
| $34.2M | 0.01% |
554,962
-21,697
| -4% | -$1.31M |
|
1007
Teleflex
TFX
$5.42B
| $34M | 0.01% |
82,728
-11,107
| -12% | -$4.1M |
|
1008
Broadridge
BR
$19.1B
| $34M | 0.01% |
222,232
+53,737
| +32% | +$7.8M |
|
1009
CALL
iShares US Real Estate ETF
IYR
$4.24B
| $34M | 0.01% |
+396,911
| New | +$33M |
|
|
IRBT
1010
PUT
DELISTED
iRobot
IRBT
| $34M | 0.01% |
423,300
+146,700
| +53% | +$11.9M |
|
|
ZUO
1011
DELISTED
Zuora, Inc.
ZUO
| $33.9M | 0.01% |
2,434,688
+868,253
| +55% | +$9.87M |
|
1012
PUT
CrowdStrike
CRWD
$247B
| $33.9M | 0.01% |
640,400
+140,000
| +28% | +$5.46M |
|
1013
A.O. Smith
AOS
$7.73B
| $33.8M | 0.01% |
617,411
-392,153
| -39% | -$21.6M |
|
1014
Canadian National Railway
CNI
$72.3B
| $33.8M | 0.01% |
307,329
-3,340
| -1% | -$361K |
|
1015
Insulet
PODD
$9.75B
| $33.7M | 0.01% |
131,984
+87,363
| +196% | +$21.7M |
|
1016
Apollo Global Management
APO
$73.5B
| $33.7M | 0.01% |
687,907
-347,944
| -34% | -$15.5M |
|
1017
Genuine Parts
GPC
$18B
| $33.6M | 0.01% |
334,586
+33,838
| +11% | +$3.31M |
|
|
X
1018
PUT
DELISTED
US Steel
X
| $33.5M | 0.01% |
1,995,000
+1,645,000
| +470% | +$20.4M |
|
1019
Kroger
KR
$36.4B
| $33.5M | 0.01% |
1,053,317
-393,354
| -27% | -$12.8M |
|
1020
iShares MSCI EAFE Value ETF
EFV
$31.5B
| $33.4M | 0.01% |
708,363
+9,748
| +1% | +$430K |
|
1021
Revvity
RVTY
$16.3B
| $33.4M | 0.01% |
232,881
+31,646
| +16% | +$4.21M |
|
1022
Check Point Software Technologies
CHKP
$14.1B
| $33.2M | 0.01% |
249,644
+54,795
| +28% | +$6.7M |
|
1023
PUT
Abbott
ABT
$177B
| $33.2M | 0.01% |
302,900
+78,900
| +35% | +$8.58M |
|
1024
PUT
Alcoa
AA
$12.2B
| $33.1M | 0.01% |
1,438,100
+995,100
| +225% | +$17.3M |
|
|
EXAS
1025
DELISTED
Exact Sciences
EXAS
| $33.1M | 0.01% |
250,114
-19,009
| -7% | -$2.3M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.