UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
AbbVie
ABBV
$465B
| $760M | 0.29% |
8,672,823
+868,655
| +11% | +$81.8M |
|
77
PepsiCo
PEP
$195B
| $756M | 0.28% |
5,453,854
+775,585
| +17% | +$105M |
|
78
American Tower
AMT
$79.9B
| $755M | 0.28% |
3,122,601
+149,432
| +5% | +$37.9M |
|
79
Honeywell
HON
$78.3B
| $742M | 0.28% |
4,785,674
+130,952
| +3% | +$19.5M |
|
80
United Parcel Service
UPS
$89.7B
| $728M | 0.27% |
4,367,747
-166,647
| -4% | -$24.3M |
|
81
Nike
NKE
$63.9B
| $727M | 0.27% |
5,792,147
+1,294,751
| +29% | +$139M |
|
82
Lowe's Companies
LOW
$122B
| $719M | 0.27% |
4,332,297
-116,308
| -3% | -$17.9M |
|
83
Vanguard FTSE Developed Markets ETF
VEA
$225B
| $718M | 0.27% |
17,545,806
+282,350
| +2% | +$11.6M |
|
84
Union Pacific
UNP
$175B
| $715M | 0.27% |
3,633,365
-154,990
| -4% | -$28.8M |
|
85
iShares MSCI Emerging Markets ETF
EEM
$28B
| $715M | 0.27% |
16,214,746
+1,848,886
| +13% | +$81.1M |
|
86
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $709M | 0.27% |
19,135,475
-14,360
| -0.1% | -$537K |
|
87
State Street Technology Select Sector SPDR ETF
XLK
$112B
| $705M | 0.27% |
12,076,388
-1,229,834
| -9% | -$69.5M |
|
88
iShares Russell 1000 Value ETF
IWD
$82.2B
| $697M | 0.26% |
5,898,346
+517,626
| +10% | +$61.4M |
|
89
Chevron
CVX
$374B
| $695M | 0.26% |
9,651,175
+563,959
| +6% | +$47.4M |
|
90
Vanguard Dividend Appreciation ETF
VIG
$113B
| $686M | 0.26% |
5,333,864
+67,214
| +1% | +$8.46M |
|
91
Vanguard Information Technology ETF
VGT
$136B
| $684M | 0.26% |
17,577,512
-459,600
| -3% | -$17.3M |
|
92
Rockwell Automation
ROK
$52.4B
| $679M | 0.26% |
3,076,269
-96,224
| -3% | -$21.5M |
|
93
Walmart Inc
WMT
$900B
| $670M | 0.25% |
14,359,296
+707,937
| +5% | +$31.5M |
|
94
RTX Corp
RTX
$295B
| $664M | 0.25% |
11,541,038
+879,406
| +8% | +$53.5M |
|
95
Pfizer
PFE
$144B
| $658M | 0.25% |
18,910,793
+1,735,330
| +10% | +$60.8M |
|
96
Starbucks
SBUX
$118B
| $656M | 0.25% |
7,636,932
-50,341
| -0.7% | -$4.02M |
|
|
97
CALL
iShares Russell 2000 ETF
IWM
$80.4B
| $640M | 0.24% |
4,270,300
-2,311,400
| -35% | -$348M |
|
98
Mastercard
MA
$497B
| $638M | 0.24% |
1,887,501
+225,727
| +14% | +$73.4M |
|
99
PUT
Meta Platforms (Facebook)
META
$1.51T
| $637M | 0.24% |
2,433,685
+479,300
| +25% | +$124M |
|
|
100
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
| $634M | 0.24% |
3,885,400
+3,293,000
| +556% | +$546M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.