UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Verizon
VZ
$213B
| $737M | 0.28% |
12,211,368
+239,852
| +2% | +$13.8M |
|
|
77
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
| $736M | 0.28% |
7,237,288
+3,311,862
| +84% | +$337M |
|
78
iShares Russell 1000 Value ETF
IWD
$83.4B
| $735M | 0.28% |
5,730,929
+51,089
| +0.9% | +$6.49M |
|
79
Berkshire Hathaway Class B
BRK.B
$1.1T
| $733M | 0.28% |
3,525,614
+95,405
| +3% | +$19.7M |
|
80
American Tower
AMT
$82.4B
| $715M | 0.28% |
3,235,001
-155,387
| -5% | -$33.9M |
|
81
Texas Instruments
TXN
$241B
| $696M | 0.27% |
5,387,701
-659,537
| -11% | -$81.3M |
|
82
PUT
Alibaba
BABA
$272B
| $683M | 0.26% |
4,085,540
+569,840
| +16% | +$97.9M |
|
83
Union Pacific
UNP
$169B
| $677M | 0.26% |
4,182,335
-738,248
| -15% | -$124M |
|
|
MRSH
84
Marsh
MRSH
$86.1B
| $674M | 0.26% |
6,737,778
-704,995
| -9% | -$70.5M |
|
85
Rockwell Automation
ROK
$46.5B
| $670M | 0.26% |
4,065,685
-490,953
| -11% | -$77.6M |
|
86
iShares National Muni Bond ETF
MUB
$44.6B
| $667M | 0.26% |
5,846,495
+890,666
| +18% | +$102M |
|
87
Novartis
NVS
$264B
| $662M | 0.25% |
7,616,734
-209,843
| -3% | -$18.8M |
|
88
CALL
SPDR Gold Trust
GLD
$145B
| $656M | 0.25% |
4,726,600
+3,550,800
| +302% | +$494M |
|
89
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
| $650M | 0.25% |
10,146,665
+418,959
| +4% | +$26.5M |
|
90
ExxonMobil
XOM
$679B
| $646M | 0.25% |
9,142,531
-2,065,540
| -18% | -$149M |
|
91
PUT
iShares MSCI Brazil ETF
EWZ
$8.59B
| $642M | 0.25% |
15,230,800
+1,100,800
| +8% | +$47.5M |
|
|
92
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.3B
| $637M | 0.25% |
5,621,204
+2,564,959
| +84% | +$292M |
|
|
93
CALL
Alibaba
BABA
$272B
| $635M | 0.24% |
3,798,415
+129,260
| +4% | +$22.2M |
|
94
Vanguard FTSE Emerging Markets ETF
VWO
$126B
| $635M | 0.24% |
15,760,473
-1,179,420
| -7% | -$48.7M |
|
95
Lowe's Companies
LOW
$111B
| $620M | 0.24% |
5,636,726
-364,558
| -6% | -$38.5M |
|
96
Enterprise Products Partners
EPD
$83.6B
| $620M | 0.24% |
21,680,510
+492,297
| +2% | +$14.3M |
|
97
Mondelez International
MDLZ
$79.6B
| $608M | 0.23% |
10,983,026
-595,381
| -5% | -$32.6M |
|
98
Blackrock
BLK
$165B
| $607M | 0.23% |
1,363,029
-702,511
| -34% | -$313M |
|
99
iShares S&P 500 Growth ETF
IVW
$76.1B
| $606M | 0.23% |
13,454,788
-316,980
| -2% | -$14.3M |
|
100
Intercontinental Exchange
ICE
$88.6B
| $589M | 0.23% |
6,382,821
-1,075,800
| -14% | -$98.2M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.