UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
Warner Music
WMG
$14.2B
| $43.2M | 0.01% |
1,375,254
+1,036,663
| +306% | +$32.5M |
|
952
CALL
HP
HPQ
$28.2B
| $43.1M | 0.01% |
1,678,500
+406,200
| +32% | +$12.5M |
|
953
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.93B
| $43.1M | 0.01% |
291,400
-74,200
| -20% | -$10.6M |
|
954
Ferrari
RACE
$72.2B
| $43.1M | 0.01% |
145,747
+72,045
| +98% | +$22.4M |
|
955
Warner Bros
WBD
$77.4B
| $43.1M | 0.01% |
3,964,873
+1,415,744
| +56% | +$17.7M |
|
956
PUT
Trade Desk
TTD
$5.96B
| $43M | 0.01% |
+550,000
| New | +$44.5M |
|
957
PUT
Constellation Brands
STZ
$19.4B
| $43M | 0.01% |
171,000
+20,100
| +13% | +$5.25M |
|
958
PUT
Kenvue
KVUE
$34.2B
| $42.8M | 0.01% |
+2,130,000
| New | +$49.3M |
|
959
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.98B
| $42.7M | 0.01% |
1,253,748
-260,042
| -17% | -$9.62M |
|
960
Essex Property Trust
ESS
$17.5B
| $42.7M | 0.01% |
201,209
-24,100
| -11% | -$5.65M |
|
961
Fortive
FTV
$16.9B
| $42.6M | 0.01% |
762,319
-170,355
| -18% | -$9.8M |
|
962
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.31B
| $42.5M | 0.01% |
444,882
-6,051
| -1% | -$592K |
|
963
CALL
Eli Lilly
LLY
$1.05T
| $42.1M | 0.01% |
78,300
+36,800
| +89% | +$19M |
|
964
WisdomTree Japan Hedged Equity Fund
DXJ
$7.11B
| $42M | 0.01% |
476,304
+81,352
| +21% | +$6.94M |
|
965
iShares MSCI United Kingdom ETF
EWU
$3.67B
| $41.8M | 0.01% |
1,321,361
-100,206
| -7% | -$3.23M |
|
|
HES
966
PUT
DELISTED
Hess
HES
| $41.7M | 0.01% |
272,400
+137,400
| +102% | +$20.7M |
|
967
PUT
Cheniere Energy
LNG
$55.5B
| $41.7M | 0.01% |
251,100
+117,700
| +88% | +$19M |
|
968
CALL
General Motors
GM
$72.5B
| $41.7M | 0.01% |
1,263,400
-376,000
| -23% | -$13.4M |
|
969
CenterPoint Energy
CNP
$24.3B
| $41.4M | 0.01% |
1,540,465
+420,010
| +37% | +$12.1M |
|
970
CALL
Enterprise Products Partners
EPD
$79.4B
| $41.3M | 0.01% |
1,510,100
+456,200
| +43% | +$12.2M |
|
971
Lamb Weston
LW
$5.99B
| $41.2M | 0.01% |
445,706
+157,914
| +55% | +$16M |
|
972
Wynn Resorts
WYNN
$8.35B
| $41.2M | 0.01% |
445,851
+134,741
| +43% | +$13.5M |
|
973
iShares US Consumer Staples ETF
IYK
$1.4B
| $41.1M | 0.01% |
660,933
-36,600
| -5% | -$2.42M |
|
974
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$961M
| $41M | 0.01% |
2,348,512
-167,525
| -7% | -$2.99M |
|
975
TotalEnergies
TTE
$201B
| $41M | 0.01% |
623,510
-138,471
| -18% | -$8.56M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.