UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
Howmet Aerospace
HWM
$92.7B
| $44.9M | 0.02% |
969,950
-145,004
| -13% | -$7.07M |
|
927
XPeng
XPEV
$9.69B
| $44.9M | 0.02% |
2,442,935
+2,290,309
| +1,501% | +$38.9M |
|
928
CALL
NXP Semiconductors
NXPI
$60B
| $44.8M | 0.02% |
224,300
+20,800
| +10% | +$4.3M |
|
929
Dover
DOV
$25.8B
| $44.8M | 0.02% |
321,212
-42,520
| -12% | -$6.14M |
|
930
Monolithic Power Systems
MPWR
$67.2B
| $44.8M | 0.02% |
96,929
+9,080
| +10% | +$4.64M |
|
|
AXON
931
PUT
Axon Enterprise
AXON
$34.9B
| $44.8M | 0.02% |
+225,000
| New | +$44.3M |
|
932
State Street Blackstone Senior Loan ETF
SRLN
$5.58B
| $44.8M | 0.02% |
1,067,697
-140,944
| -12% | -$5.89M |
|
933
Sanofi
SNY
$98.5B
| $44.6M | 0.02% |
830,860
-19,730
| -2% | -$1.05M |
|
934
PUT
Nike
NKE
$53B
| $44.4M | 0.02% |
464,000
+94,000
| +25% | +$9.67M |
|
935
Fastenal
FAST
$57.9B
| $44.3M | 0.02% |
1,622,718
-541,030
| -25% | -$15.4M |
|
936
CALL
Deutsche Bank
DB
$68.7B
| $44.3M | 0.02% |
4,028,000
-12,959,800
| -76% | -$140M |
|
937
PUT
Deere & Co
DE
$186B
| $44.2M | 0.02% |
117,200
+32,800
| +39% | +$13.5M |
|
|
EA
938
PUT
DELISTED
Electronic Arts
EA
| $44.1M | 0.02% |
366,500
+31,000
| +9% | +$3.9M |
|
939
CALL
Fidelity National Information Services
FIS
$18.3B
| $44.1M | 0.02% |
797,700
+192,900
| +32% | +$11.1M |
|
940
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
| $44M | 0.02% |
540,976
-25,267
| -4% | -$2.14M |
|
941
iShares 0-5 Year TIPS Bond ETF
STIP
$16.3B
| $44M | 0.02% |
453,755
-71,720
| -14% | -$6.97M |
|
942
MGM Resorts International
MGM
$8.2B
| $43.9M | 0.02% |
1,194,617
+496,923
| +71% | +$22M |
|
943
Enphase Energy
ENPH
$4.28B
| $43.7M | 0.02% |
363,506
+64,231
| +21% | +$9.15M |
|
944
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.46B
| $43.7M | 0.02% |
2,603,370
+85,567
| +3% | +$1.5M |
|
945
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.37B
| $43.6M | 0.02% |
668,015
-14,063
| -2% | -$945K |
|
946
iShares California Muni Bond ETF
CMF
$4.5B
| $43.5M | 0.02% |
793,580
+504,327
| +174% | +$28.4M |
|
947
Edison International
EIX
$20.3B
| $43.4M | 0.02% |
686,253
+304,926
| +80% | +$21.2M |
|
948
PUT
Pfizer
PFE
$163B
| $43.3M | 0.01% |
1,305,100
-126,000
| -9% | -$4.46M |
|
949
SBA Communications
SBAC
$17.6B
| $43.3M | 0.01% |
216,108
-41,024
| -16% | -$9.13M |
|
950
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.8B
| $43.2M | 0.01% |
628,100
+55,100
| +10% | +$4.03M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.