UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ARI
926
Apollo Commercial Real Estate
ARI
$867M
| $18.9M | 0.01% |
1,200,804
-43,034
| -3% | -$716K |
|
927
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $18.9M | 0.01% |
152,700
-457,400
| -75% | -$55.5M |
|
|
FPF
928
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
| $18.9M | 0.01% |
879,560
-93,610
| -10% | -$2.03M |
|
929
Expedia Group
EXPE
$35.4B
| $18.8M | 0.01% |
160,114
+42,931
| +37% | +$4.95M |
|
930
Columbia Emerging Markets Consumer ETF
ECON
$328M
| $18.8M | 0.01% |
866,952
-69,980
| -7% | -$1.66M |
|
931
BlackRock Limited Duration Income Trust
BLW
$490M
| $18.8M | 0.01% |
1,302,536
+185,185
| +17% | +$2.75M |
|
932
Ventas
VTR
$48B
| $18.8M | 0.01% |
334,769
+58,578
| +21% | +$3.84M |
|
933
D.R. Horton
DHI
$40B
| $18.7M | 0.01% |
638,503
+350,513
| +122% | +$10.3M |
|
934
J.M. Smucker
SJM
$12.7B
| $18.7M | 0.01% |
164,176
+10,654
| +7% | +$1.19M |
|
935
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
| $18.7M | 0.01% |
136,388
+5,210
| +4% | +$704K |
|
936
TAL Education Group
TAL
$6.93B
| $18.7M | 0.01% |
3,489,972
+1,647,210
| +89% | +$8.89M |
|
|
DHC
937
Diversified Healthcare Trust
DHC
$2.15B
| $18.7M | 0.01% |
1,164,575
-3,833
| -0.3% | -$63.3K |
|
938
Autohome
ATHM
$2.67B
| $18.7M | 0.01% |
574,100
-1,516,726
| -73% | -$54.2M |
|
|
PDCE
939
PUT
DELISTED
PDC Energy, Inc.
PDCE
| $18.7M | 0.01% |
352,000
+2,500
| +0.7% | +$128K |
|
940
PUT
Comcast
CMCSA
$85B
| $18.7M | 0.01% |
656,000
+17,800
| +3% | +$529K |
|
941
Intuitive Surgical
ISRG
$127B
| $18.6M | 0.01% |
363,861
-124,551
| -26% | -$7.05M |
|
|
ANDV
942
DELISTED
Andeavor
ANDV
| $18.6M | 0.01% |
190,941
+1,582
| +0.8% | +$154K |
|
943
Church & Dwight Co
CHD
$23.4B
| $18.6M | 0.01% |
442,332
-373,240
| -46% | -$16M |
|
944
iShares US Healthcare Providers ETF
IHF
$1.21B
| $18.5M | 0.01% |
746,955
-21,965
| -3% | -$600K |
|
|
PSXP
945
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
| $18.5M | 0.01% |
375,549
+175,588
| +88% | +$10.2M |
|
946
CALL
Citizens Financial Group
CFG
$30.3B
| $18.5M | 0.01% |
+775,000
| New | +$19.8M |
|
947
CALL
Weyerhaeuser
WY
$18B
| $18.5M | 0.01% |
675,300
+670,300
| +13,406% | +$19.8M |
|
|
APU
948
DELISTED
AmeriGas Partners, L.P.
APU
| $18.4M | 0.01% |
442,917
+42,133
| +11% | +$1.88M |
|
949
Royal Caribbean
RCL
$85.1B
| $18.4M | 0.01% |
205,981
+29,667
| +17% | +$2.6M |
|
950
Sempra
SRE
$57.9B
| $18.3M | 0.01% |
378,816
+22,022
| +6% | +$1.08M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.