UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.32% |
| 2 | Technology | 12.24% |
| 3 | Financials | 7.3% |
| 4 | Healthcare | 6.09% |
| 5 | Consumer Discretionary | 6.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
9076
Biodesix
BDSX
$304M
| $1K | ﹤0.01% |
8
-141
| -95% | -$26.7K |
|
9077
Better Home & Finance Warrant
BETRW
$1.82M
| $1K | ﹤0.01% |
476
-2,028
| -81% | -$3.16K |
|
9078
Business First Bancshares
BFST
$1B
| $1K | ﹤0.01% |
61
-333
| -85% | -$7.72K |
|
9079
BioVie
BIVI
$15.2M
| $1K | ﹤0.01% |
1
-18
| -95% | -$19.3K |
|
9080
Biomea Fusion
BMEA
$130M
| $1K | ﹤0.01% |
+100
| New | +$1.27K |
|
9081
Better Online Solutions
BOSC
$33.3M
| $1K | ﹤0.01% |
396
-3,857
| -91% | -$15.3K |
|
|
BQ
9082
Boqii Holding Ltd
BQ
$5.98M
| $1K | ﹤0.01% |
3
-26
| -90% | -$15.8K |
|
9083
Barnwell Industries
BRN
$14.9M
| $1K | ﹤0.01% |
+318
| New | +$772 |
|
9084
Bogota Financial
BSBK
$116M
| $1K | ﹤0.01% |
100
-1,426
| -93% | -$14.7K |
|
9085
Bit Digital
BTBT
$552M
| $1K | ﹤0.01% |
186
+59
| +46% | +$570 |
|
|
SGRX
9086
SANGRIX INC. Class A Ordinary Shares
SGRX
$1.35M
| – | – |
-1
| Closed | -$11.1K |
|
|
BURU
9087
DELISTED
NUBURU INC
BURU
| $1K | ﹤0.01% |
1
-581
| -100% | -$1.13M |
|
9088
CalciMedica
CALC
$13.5M
| $1K | ﹤0.01% |
3
| – | – |
|
|
CARM
9089
DELISTED
Carisma Therapeutics
CARM
| $1K | ﹤0.01% |
88
-346
| -80% | -$16.6K |
|
9090
Cars.com
CARS
$608M
| $1K | ﹤0.01% |
81
-15,557
| -99% | -$197K |
|
9091
Capital Bancorp
CBNK
$588M
| $1K | ﹤0.01% |
22
-1,376
| -98% | -$30.8K |
|
|
CCM
9092
Concord Medical Services
CCM
$15.8M
| $1K | ﹤0.01% |
26
-385
| -94% | -$10.8K |
|
9093
ClearOne Inc
CLRO
$11M
| $1K | ﹤0.01% |
+16
| New | +$624 |
|
|
CMCM
9094
Cheetah Mobile
CMCM
$92.2M
| $1K | ﹤0.01% |
141
+41
| +41% | +$402 |
|
9095
ZW Data Action Technologies
CNET
$4.59M
| $1K | ﹤0.01% |
43
-475
| -92% | -$14.4K |
|
9096
CPS Technologies
CPSH
$77.7M
| $1K | ﹤0.01% |
137
+136
| +13,600% | +$835 |
|
9097
Crawford & Co Class A
CRD.A
$617M
| $1K | ﹤0.01% |
76
-2,443
| -97% | -$23.9K |
|
9098
CervoMed
CRVO
$38.6M
| $1K | ﹤0.01% |
28
-464
| -94% | -$19.3K |
|
9099
Crown Crafts
CRWS
$27.5M
| $1K | ﹤0.01% |
113
+74
| +190% | +$547 |
|
9100
CSP Inc
CSPI
$77.4M
| $1K | ﹤0.01% |
+324
| New | +$1.56K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2021 filing shows 1,328 new, 3,996 increased, 3,896 reduced and 1,131 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M. The largest sale was Invesco QQQ Trust, an estimated $626M.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,328 new positions and closed 1,131 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.