UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
BHP
BHP
$215B
| $21.9M | 0.02% |
776,732
-25,267
| -3% | -$821K |
|
852
Equinix
EQIX
$101B
| $21.9M | 0.02% |
79,931
-41,841
| -34% | -$11.5M |
|
|
POM
853
DELISTED
PEPCO HOLDINGS, INC.
POM
| $21.8M | 0.02% |
901,093
-449,860
| -33% | -$11.4M |
|
854
Devon Energy
DVN
$52.1B
| $21.8M | 0.02% |
586,642
-100,296
| -15% | -$4.6M |
|
|
DOG
855
ProShares Short Dow30
DOG
$110M
| $21.7M | 0.02% |
221,910
+158,161
| +248% | +$14.9M |
|
856
CALL
Chipotle Mexican Grill
CMG
$47.2B
| $21.7M | 0.02% |
1,505,000
+1,445,000
| +2,408% | +$20.5M |
|
857
BioMarin Pharmaceuticals
BMRN
$11.6B
| $21.7M | 0.02% |
205,765
-29,515
| -13% | -$3.94M |
|
858
Consolidated Edison
ED
$40.1B
| $21.7M | 0.02% |
324,120
-197,878
| -38% | -$12.5M |
|
|
FAX
859
DELISTED
abrdn Asia-Pacific Income Fund
FAX
| $21.6M | 0.02% |
798,874
-83,775
| -9% | -$2.34M |
|
860
VanEck Intermediate Muni ETF
ITM
$2.14B
| $21.5M | 0.02% |
455,705
+142,969
| +46% | +$6.67M |
|
861
CALL
Bausch Health
BHC
$2.58B
| $21.4M | 0.02% |
120,100
+119,800
| +39,933% | +$27.9M |
|
|
MFA
862
MFA Financial
MFA
$926M
| $21.4M | 0.02% |
784,862
-37,857
| -5% | -$1.11M |
|
863
Invesco Mortgage Capital
IVR
$759M
| $21.4M | 0.02% |
174,515
-1,542
| -0.9% | -$215K |
|
864
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.09B
| $21.3M | 0.02% |
1,158,831
+55,208
| +5% | +$1.08M |
|
865
State Street SPDR S&P Pharmaceuticals ETF
XPH
$476M
| $21.3M | 0.02% |
453,703
+265,565
| +141% | +$16M |
|
|
NTI
866
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
| $21.2M | 0.02% |
929,054
+398,984
| +75% | +$10M |
|
867
Canadian National Railway
CNI
$76.9B
| $21.1M | 0.01% |
371,937
-10,868
| -3% | -$633K |
|
868
Oaktree Specialty Lending
OCSL
$1.02B
| $21.1M | 0.01% |
1,138,535
+260,613
| +30% | +$5.02M |
|
|
BSJG
869
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
| $21M | 0.01% |
812,434
+36,047
| +5% | +$942K |
|
870
Vanguard Total World Stock ETF
VT
$77.1B
| $21M | 0.01% |
379,186
+81,284
| +27% | +$4.83M |
|
871
BlackRock Multi-Sector Income Trust
BIT
$698M
| $20.9M | 0.01% |
1,331,300
-45,693
| -3% | -$745K |
|
872
CALL
Bread Financial
BFH
$4.37B
| $20.9M | 0.01% |
101,048
| – | – |
|
873
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
| $20.7M | 0.01% |
947,455
-935,177
| -50% | -$22.4M |
|
874
PUT
Occidental Petroleum
OXY
$56.8B
| $20.7M | 0.01% |
313,333
-118,401
| -27% | -$8.27M |
|
875
Tesla
TSLA
$1.23T
| $20.7M | 0.01% |
1,249,365
-398,085
| -24% | -$6.76M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.