UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TRUE
801
DELISTED
TrueCar
TRUE
| $23.2M | 0.02% |
4,460,340
+4,438,612
| +20,428% | +$31.5M |
|
802
PUT
Methanex
MEOH
$4.3B
| $23.2M | 0.02% |
+700,000
| New | +$30M |
|
803
ICICI Bank
IBN
$108B
| $23.2M | 0.02% |
3,044,102
+948,299
| +45% | +$8.1M |
|
804
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
| $23.2M | 0.02% |
2,254,609
-192,693
| -8% | -$2.15M |
|
805
CALL
Teva Pharmaceuticals
TEVA
$40.8B
| $23.2M | 0.02% |
410,500
+214,900
| +110% | +$13.9M |
|
|
806
PUT
PepsiCo
PEP
$190B
| $23.1M | 0.02% |
245,200
-82,800
| -25% | -$7.88M |
|
807
Entergy
ETR
$50.2B
| $23.1M | 0.02% |
709,378
+134,096
| +23% | +$4.55M |
|
808
Rio Tinto
RIO
$158B
| $23.1M | 0.02% |
682,574
-216,974
| -24% | -$8.12M |
|
809
PUT
Bristol-Myers Squibb
BMY
$133B
| $23M | 0.02% |
388,900
+56,200
| +17% | +$3.57M |
|
810
Allstate
ALL
$68B
| $23M | 0.02% |
395,235
-61,151
| -13% | -$3.82M |
|
811
Analog Devices
ADI
$179B
| $23M | 0.02% |
407,946
+106,830
| +35% | +$6.21M |
|
812
Sherwin-Williams
SHW
$82.7B
| $23M | 0.02% |
309,852
-104,460
| -25% | -$9.16M |
|
813
PUT
Whirlpool
WHR
$2.43B
| $23M | 0.02% |
156,200
| – | – |
|
|
BHI
814
PUT
DELISTED
Baker Hughes
BHI
| $23M | 0.02% |
441,700
+129,000
| +41% | +$7.2M |
|
|
HZNP
815
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $23M | 0.02% |
1,159,704
+683,432
| +143% | +$21.6M |
|
816
State Street SPDR S&P International Dividend ETF
DWX
$529M
| $23M | 0.02% |
676,389
-345,709
| -34% | -$12.9M |
|
817
First Trust Preferred Securities and Income ETF
FPE
$6.32B
| $22.9M | 0.02% |
1,223,803
+195,450
| +19% | +$3.71M |
|
818
CALL
Perrigo
PRGO
$1.4B
| $22.9M | 0.02% |
145,700
+37,400
| +35% | +$6.86M |
|
819
PUT
HP
HPQ
$24.9B
| $22.9M | 0.02% |
1,966,826
-30,608
| -2% | -$398K |
|
|
NSH
820
DELISTED
NuStar GP Holdings LLC
NSH
| $22.8M | 0.02% |
853,693
-309,427
| -27% | -$10M |
|
|
PXD
821
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $22.8M | 0.02% |
187,500
+157,000
| +515% | +$19.6M |
|
822
iShares MSCI India ETF
INDA
$6.89B
| $22.7M | 0.02% |
795,473
-416,113
| -34% | -$12.2M |
|
823
American Water Works
AWK
$26.7B
| $22.7M | 0.02% |
412,098
+3,361
| +0.8% | +$176K |
|
824
CALL
Tesla
TSLA
$1.23T
| $22.6M | 0.02% |
1,365,480
+513,450
| +60% | +$8.72M |
|
|
ENDP
825
DELISTED
Endo International plc
ENDP
| $22.6M | 0.02% |
326,152
+82,904
| +34% | +$6.64M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.