UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
CALL
Oracle
ORCL
$436B
| $54M | 0.02% |
835,300
+632,100
| +311% | +$37.6M |
|
752
Capri Holdings
CPRI
$1.71B
| $54M | 0.02% |
1,284,719
-1,057,629
| -45% | -$32.4M |
|
753
Alexandria Real Estate Equities
ARE
$9.03B
| $53.8M | 0.02% |
302,123
-45,153
| -13% | -$7.46M |
|
754
CALL
AutoZone
AZO
$47.1B
| $53.8M | 0.02% |
45,400
| – | – |
|
755
Veeva Systems
VEEV
$43.2B
| $53.8M | 0.02% |
197,453
-7,555
| -4% | -$2.12M |
|
756
WisdomTree US MidCap Dividend Fund
DON
$3.94B
| $53.6M | 0.02% |
1,541,033
-255,766
| -14% | -$8.32M |
|
757
Schwab U.S Small- Cap ETF
SCHA
$22.1B
| $53.6M | 0.02% |
2,409,904
+123,628
| +5% | +$2.46M |
|
758
CALL
KE Holdings
BEKE
$17.7B
| $53.5M | 0.02% |
869,200
+190,000
| +28% | +$12.6M |
|
759
Toronto Dominion Bank
TD
$199B
| $53.4M | 0.02% |
946,823
+77,808
| +9% | +$3.94M |
|
760
MSCI
MSCI
$39.7B
| $53.3M | 0.02% |
119,390
-72,372
| -38% | -$28.4M |
|
761
First Trust Dorsey Wright Focus 5 ETF
FV
$3.74B
| $53M | 0.02% |
1,309,431
-97,411
| -7% | -$3.65M |
|
762
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
| $52.9M | 0.02% |
1,085,349
+12,603
| +1% | +$606K |
|
763
PUT
TAL Education Group
TAL
$6.65B
| $52.9M | 0.02% |
739,300
+275,000
| +59% | +$19.8M |
|
764
PUT
Chevron
CVX
$418B
| $52.7M | 0.02% |
624,000
+186,400
| +43% | +$15.1M |
|
765
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$5.07B
| $52.7M | 0.02% |
1,583,872
-4,641,358
| -75% | -$148M |
|
766
BlackRock Science and Technology Term Trust
BSTZ
$1.94B
| $52.4M | 0.02% |
1,439,365
+107,149
| +8% | +$3.3M |
|
767
Royal Caribbean
RCL
$68B
| $52.2M | 0.02% |
698,805
+60,063
| +9% | +$4.19M |
|
768
Nasdaq
NDAQ
$49.8B
| $52.1M | 0.02% |
1,177,965
+210,687
| +22% | +$8.92M |
|
769
PUT
Charter Communications
CHTR
$16.3B
| $51.9M | 0.02% |
78,500
+7,700
| +11% | +$4.9M |
|
770
SBA Communications
SBAC
$19.6B
| $51.3M | 0.02% |
181,722
-45,250
| -20% | -$13.3M |
|
771
PUT
Dow Inc
DOW
$21.5B
| $51.1M | 0.02% |
920,500
+125,500
| +16% | +$6.48M |
|
772
PUT
CME Group
CME
$97.6B
| $51M | 0.02% |
280,000
+270,000
| +2,700% | +$45.9M |
|
773
iShares ESG Optimized MSCI USA ETF
SUSA
$4.02B
| $50.9M | 0.02% |
618,379
+21,195
| +4% | +$1.66M |
|
774
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.85B
| $50.9M | 0.02% |
2,006,310
-107,050
| -5% | -$2.48M |
|
775
DexCom
DXCM
$33.3B
| $50.8M | 0.02% |
550,032
+121,308
| +28% | +$10.8M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.