UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
7551
Anfield Universal Fixed Income ETF
AFIF
$227M
| $2K | ﹤0.01% |
200
+138
| +223% | +$1.36K |
|
|
AGS
7552
DELISTED
PlayAGS
AGS
| $2K | ﹤0.01% |
512
-9,251
| -95% | -$34.6K |
|
7553
AltShares Merger Arbitrage ETF
ARB
$102M
| $2K | ﹤0.01% |
80
+75
| +1,500% | +$1.9K |
|
7554
Ark Restaurants
ARKR
$20.4M
| $2K | ﹤0.01% |
150
| – | – |
|
|
ASM
7555
Avino Silver & Gold Mines
ASM
$969M
| $2K | ﹤0.01% |
2,416
-19,149
| -89% | -$20.3K |
|
7556
Altisource Portfolio Solutions
ASPS
$58.8M
| $2K | ﹤0.01% |
16
-300
| -95% | -$29.1K |
|
7557
AMREP Corp
AXR
$125M
| $2K | ﹤0.01% |
270
| – | – |
|
7558
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.78B
| $2K | ﹤0.01% |
26
-5,812
| -100% | -$351K |
|
7559
Build-A-Bear
BBW
$442M
| $2K | ﹤0.01% |
866
+669
| +340% | +$1.7K |
|
7560
Benitec Biopharma
BNTC
$407M
| $2K | ﹤0.01% |
18
-59
| -77% | -$7.12K |
|
|
BORR
7561
Borr Drilling
BORR
$1.23B
| $2K | ﹤0.01% |
1,029
+529
| +106% | +$959 |
|
7562
Cabaletta Bio
CABA
$444M
| $2K | ﹤0.01% |
165
-4,384
| -96% | -$50.4K |
|
|
CARM
7563
DELISTED
Carisma Therapeutics
CARM
| $2K | ﹤0.01% |
74
-1,521
| -95% | -$30.4K |
|
7564
Colony Bankcorp
CBAN
$462M
| $2K | ﹤0.01% |
223
-2,395
| -91% | -$25.8K |
|
7565
Saba Closed-End Funds ETF
CEFS
$425M
| $2K | ﹤0.01% |
96
-144
| -60% | -$2.65K |
|
7566
CKX Lands
CKX
| $2K | ﹤0.01% |
207
+205
| +10,250% | +$1.93K |
|
7567
CollPlant Biotechnologies
CLGN
$5.67M
| $2K | ﹤0.01% |
273
-422
| -61% | -$3.8K |
|
7568
CLPS Inc
CLPS
$24.5M
| $2K | ﹤0.01% |
855
-184
| -18% | -$537 |
|
7569
Curis
CRIS
$9.67M
| $2K | ﹤0.01% |
4
-13
| -76% | -$6.13K |
|
7570
Cytosorbents Corp
CTSO
$22M
| $2K | ﹤0.01% |
306
-13,176
| -98% | -$119K |
|
7571
Covenant Logistics
CVLG
$928M
| $2K | ﹤0.01% |
198
-8,018
| -98% | -$69.5K |
|
7572
CVD Equipment Corp
CVV
$45.2M
| $2K | ﹤0.01% |
700
+200
| +40% | +$629 |
|
7573
Cyclerion Therapeutics
CYCN
$15.2M
| $2K | ﹤0.01% |
20
-319
| -94% | -$36.5K |
|
7574
State Street SPDR Global Dow ETF
DGT
$614M
| $2K | ﹤0.01% |
21
-100
| -83% | -$8.3K |
|
7575
Dogness International Corp
DOGZ
$12.8M
| $2K | ﹤0.01% |
89
-98
| -52% | -$2.34K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.