UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HDS
726
DELISTED
HD Supply Holdings, Inc.
HDS
| $27.1M | 0.02% |
948,106
-221,222
| -19% | -$7.42M |
|
727
Alcoa
AA
$11.9B
| $27.1M | 0.02% |
1,166,516
+180,983
| +18% | +$4.24M |
|
728
First Trust Technology AlphaDEX Fund
FXL
$2.53B
| $27.1M | 0.02% |
854,752
-132,093
| -13% | -$4.44M |
|
729
Lear
LEA
$6.54B
| $27M | 0.02% |
248,027
+16,969
| +7% | +$1.77M |
|
|
TWC
730
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $27M | 0.02% |
150,400
+47,900
| +47% | +$8.95M |
|
|
WWE
731
DELISTED
World Wrestling Entertainment
WWE
| $26.9M | 0.02% |
1,590,340
-40,116
| -2% | -$750K |
|
732
Norfolk Southern
NSC
$75.4B
| $26.8M | 0.02% |
350,305
-29,038
| -8% | -$2.36M |
|
733
CALL
T-Mobile US
TMUS
$185B
| $26.6M | 0.02% |
+669,400
| New | +$26.7M |
|
|
734
PUT
T-Mobile US
TMUS
$185B
| $26.6M | 0.02% |
+669,400
| New | +$26.7M |
|
|
NVO
735
Novo Nordisk
NVO
$208B
| $26.6M | 0.02% |
982,142
+134,544
| +16% | +$3.81M |
|
|
MW
736
DELISTED
THE MENS WAREHOUSE INC
MW
| $26.6M | 0.02% |
626,167
+73,703
| +13% | +$4.08M |
|
737
Trinity Industries
TRN
$2.48B
| $26.6M | 0.02% |
1,628,832
+270,650
| +20% | +$5.13M |
|
|
ZU
738
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
| $26.5M | 0.02% |
1,524,984
+1,503,372
| +6,956% | +$23.3M |
|
|
JAH
739
DELISTED
JARDEN CORPORATION
JAH
| $26.5M | 0.02% |
542,353
+113,159
| +26% | +$5.99M |
|
740
Perrigo
PRGO
$1.4B
| $26.5M | 0.02% |
168,416
+6,759
| +4% | +$1.24M |
|
741
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $26.5M | 0.02% |
548,528
+74,988
| +16% | +$3.67M |
|
742
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
| $26.5M | 0.02% |
790,827
-167,659
| -17% | -$6.36M |
|
743
BlackRock MuniYield Quality Fund III
MYI
$709M
| $26.4M | 0.02% |
1,890,877
-110,757
| -6% | -$1.55M |
|
744
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
| $26.4M | 0.02% |
1,740,506
-1,047,009
| -38% | -$16.5M |
|
745
CALL
JPMorgan Chase
JPM
$935B
| $26.3M | 0.02% |
431,500
-511,400
| -54% | -$33.5M |
|
746
CALL
Amgen
AMGN
$208B
| $26.1M | 0.02% |
188,500
-18,070
| -9% | -$2.85M |
|
747
NXP Semiconductors
NXPI
$57.8B
| $26M | 0.02% |
298,883
-105,295
| -26% | -$9.49M |
|
|
TIF
748
PUT
DELISTED
Tiffany & Co.
TIF
| $26M | 0.02% |
336,400
-106,900
| -24% | -$9.35M |
|
749
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
| $25.9M | 0.02% |
197,250
-145,900
| -43% | -$22.3M |
|
750
SLR Investment Corp
SLRC
$686M
| $25.9M | 0.02% |
1,633,990
+62,029
| +4% | +$1.09M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.