UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DRD
7426
DRDGold
DRD
$2.27B
| $5K | ﹤0.01% |
+1,241
| New | +$4.66K |
|
7427
Eterna Therapeutics
ERNA
$4.43M
| – | – |
0
| – | – |
|
7428
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
| $5K | ﹤0.01% |
+200
| New | +$5.34K |
|
7429
Fuel Tech
FTEK
$56.5M
| $5K | ﹤0.01% |
5,463
-1,849
| -25% | -$1.97K |
|
7430
First United
FUNC
$281M
| $5K | ﹤0.01% |
207
-356
| -63% | -$7.5K |
|
7431
First National Corp
FXNC
$283M
| $5K | ﹤0.01% |
+278
| New | +$5.28K |
|
7432
iBio
IBIO
$79.7M
| $5K | ﹤0.01% |
17
| – | – |
|
7433
Invesco S&P International Developed Quality ETF
IDHQ
$1.04B
| $5K | ﹤0.01% |
+191
| New | +$4.48K |
|
7434
Kingstone Companies
KINS
$282M
| $5K | ﹤0.01% |
600
+567
| +1,718% | +$4.81K |
|
7435
LGL Group
LGL
$85.6M
| $5K | ﹤0.01% |
1,254
-15,650
| -93% | -$53.7K |
|
|
LGMK
7436
DELISTED
LogicMark
LGMK
| $5K | ﹤0.01% |
2
+1
| +100% | +$2.51K |
|
7437
MannKind Corp
MNKD
$1.15B
| $5K | ﹤0.01% |
3,973
-13,458
| -77% | -$15.7K |
|
7438
MMTec
MTC
$549M
| $5K | ﹤0.01% |
+22
| New | +$13.9K |
|
|
MTR
7439
Mesa Royalty Trust
MTR
$4.7M
| $5K | ﹤0.01% |
625
-340
| -35% | -$3.03K |
|
7440
NanoViricides
NNVC
$35.2M
| $5K | ﹤0.01% |
2,554
+2,144
| +523% | +$9.36K |
|
|
NOTV
7441
DELISTED
Inotiv
NOTV
| $5K | ﹤0.01% |
+1,285
| New | +$3.36K |
|
7442
Outlook Therapeutics
OTLK
$169M
| $5K | ﹤0.01% |
186
-97
| -34% | -$3.74K |
|
7443
Planet Green Holdings
PLAG
$9.39M
| $5K | ﹤0.01% |
145
-200
| -58% | -$7.44K |
|
7444
Quest Resource Holding
QRHC
$28.9M
| $5K | ﹤0.01% |
1,745
+1,251
| +253% | +$3.1K |
|
7445
Red Violet
RDVT
$1.28B
| $5K | ﹤0.01% |
+374
| New | +$4.99K |
|
7446
Sharplink Inc
SBET
$1.84B
| $5K | ﹤0.01% |
17
-6
| -26% | -$1.55K |
|
|
SELF
7447
Global Self Storage
SELF
$57.7M
| $5K | ﹤0.01% |
+1,100
| New | +$4.76K |
|
|
SENEB
7448
Seneca Foods Class B
SENEB
| $5K | ﹤0.01% |
146
-1,000
| -87% | -$29.4K |
|
7449
SoFi Select 500 ETF
SFY
$689M
| $5K | ﹤0.01% |
88
-114
| -56% | -$5.85K |
|
|
OLOX
7450
Olenox Industries
OLOX
$1.29M
| – | – |
0
| – | – |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.