UBS Group Portfolio holdings

AUM $452B

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

This Quarter Return

-1.4%

1 Year Return

+9.3%

3 Year Return

+28.61%

5 Year Return

+101.42%

10 Year Return

+153.44%

AUM

$452B

AUM Growth

+$5.56B (+1%)

Cap. Flow

+$20.5B

Cap. Flow % of AUM

4.55%

Top 10 Holdings %Top 10 Hldgs %

16.72%

Holding

9,610

New

934

Increased

4,197

Reduced

3,483

Closed

742

Top Buys

1	SPDR S&P 500 ETF Trust SPY	$1.56B
2	Eaton ETN	$585M
3	SPDR Gold Trust GLD	$582M
4	Hewlett Packard HPE	$514M
5	Southwest Airlines LUV	$510M

Top Sells

1	MicroStrategy MSTR	$660M
2	Phillips 66 PSX	$549M
3	Microsoft MSFT	$513M
4	Alphabet (Google) Class A GOOGL	$480M
5	Boeing BA	$458M

Sector Composition

1	Technology	19.91%
2	Financials	12.02%
3	Healthcare	8.45%
4	Consumer Discretionary	8.12%
5	Industrials	7.77%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
7301	RC.PRC 7301 Ready Capital Corporation 6.25% Series C Cumulative Convertible Preferred Stock RC.PRC $5.25M	$10.1K	﹤0.01%	643 +198	+44%	+$3.11K
7302	ATIIU 7302 Archimedes Tech SPAC Partners II Co. Unit ATIIU	$10.1K	﹤0.01%	+1,000	New	+$10.1K
7303	AVPTW 7303 DELISTED AvePoint Inc Warrant AVPTW	$10.1K	﹤0.01%	2,388 -132	-5%	-$557
7304	7304 Rallybio RLYB $20.8M	$10.1K	﹤0.01%	15,398 +7,039	+84%	+$4.6K
7305	7305 Lendway LDWY $8.99M	$10.1K	﹤0.01%	2,685 -1,328	-33%	-$4.98K
7306	NITE 7306 The Nightview Fund NITE $27.9M	$10.1K	﹤0.01%	+382	New	+$10.1K
7307	AAA 7307 Alternative Access First Priority CLO Bond ETF AAA $42.5M	$10K	﹤0.01%	+404	New	+$10K
7308	7308 Rareview Systematic Equity ETF RSEE $56.1M	$10K	﹤0.01%	+364	New	+$10K
7309	DXF 7309 Eason Technology Limited American Depositary Shares (each representing sixty-thousand (60,000) Ordinary Shares) DXF $1.09M	$10K	﹤0.01%	+1,370	New	+$10K
7310	GMMF 7310 iShares Government Money Market ETF GMMF $56.2M	$10K	﹤0.01%	+100	New	+$10K
7311	7311 Lixte Biotechnology LIXT $12.4M	$10K	﹤0.01%	8,291 +6,335	+324%	+$7.67K
7312	HUHU 7312 HUHUTECH International Group Inc. Ordinary Shares HUHU $126M	$10K	﹤0.01%	2,411 -3,459	-59%	-$14.4K
7313	7313 Global X S&P 500 Collar 95-110 ETF XCLR $3.45M	$10K	﹤0.01%	382 +282	+282%	+$7.4K
7314	GSRT 7314 GSR III Acquisition Corp. Ordinary Shares GSRT $322M	$10K	﹤0.01%	+1,000	New	+$10K
7315	7315 Nova Lifestyle NVFY $31.4M	$9.99K	﹤0.01%	14,716 +10,105	+219%	+$6.86K
7316	DUKZ 7316 Ocean Park Diversified Income ETF DUKZ $12.5M	$9.96K	﹤0.01%	+400	New	+$9.96K
7317	7317 Kezar Life Sciences KZR $31.5M	$9.96K	﹤0.01%	2,040 -12,800	-86%	-$62.5K
7318	7318 Innovator US Equity Accelerated ETF Quarterly XDSQ $64.5M	$9.94K	﹤0.01%	+286	New	+$9.94K
7319	KOOL 7319 North Shore Equity Rotation ETF KOOL $51.7M	$9.94K	﹤0.01%	963 +71	+8%	+$733
7320	7320 Innovator US Equity Buffer ETF February BFEB $205M	$9.93K	﹤0.01%	+239	New	+$9.93K
7321	7321 Themes Natural Monopoly ETF CZAR $1.61M	$9.93K	﹤0.01%	+339	New	+$9.93K
7322	SVRE 7322 SaverOne 2014 Ltd SVRE $2.87M	$9.89K	﹤0.01%	3,297 +1,046	+46%	+$3.14K
7323	AIFER 7323 Aifeex Nexus Acquisition Corporation Right AIFER	$9.89K	﹤0.01%	+52,030	New	+$9.89K
7324	7324 Nuveen Short-Term REIT ETF NURE $37.3M	$9.88K	﹤0.01%	+316	New	+$9.88K
7325	7325 Greenidge Generation Holdings GREE $26.7M	$9.87K	﹤0.01%	13,442 +8,202	+157%	+$6.02K