UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.85% |
| 2 | Technology | 7.27% |
| 3 | Healthcare | 5.66% |
| 4 | Industrials | 5.12% |
| 5 | Consumer Discretionary | 4.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
WisdomTree India Earnings Fund ETF
EPI
$2.03B
| $47.2M | 0.02% |
1,696,143
-1,513,904
| -47% | -$40.4M |
|
702
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8B
| $47.1M | 0.02% |
1,565,567
+176,615
| +13% | +$5.2M |
|
703
iShares MSCI Europe Financials ETF
EUFN
$4.31B
| $47M | 0.02% |
2,017,738
+509,837
| +34% | +$11.8M |
|
704
Arista Networks
ANET
$252B
| $47M | 0.02% |
3,191,904
-251,968
| -7% | -$3.37M |
|
705
Vertex Pharmaceuticals
VRTX
$129B
| $47M | 0.02% |
313,582
+68,501
| +28% | +$10.1M |
|
706
McCormick & Company Non-Voting
MKC
$14.7B
| $46.8M | 0.02% |
918,984
+31,402
| +4% | +$1.56M |
|
707
Pentair
PNR
$10.5B
| $46.6M | 0.02% |
982,384
+164,615
| +20% | +$7.7M |
|
708
CALL
TotalEnergies
TTE
$196B
| $46.4M | 0.02% |
76,937,513
+4,836,976
| +7% | +$2.89M |
|
709
Invesco S&P 500 Pure Growth ETF
RPG
$2.1B
| $46.1M | 0.02% |
2,198,130
-21,825
| -1% | -$453K |
|
710
Ares Capital
ARCC
$14.3B
| $46.1M | 0.02% |
2,929,454
-529,839
| -15% | -$8.6M |
|
|
KSU
711
PUT
DELISTED
Kansas City Southern
KSU
| $46M | 0.02% |
437,500
+170,900
| +64% | +$18.2M |
|
712
Schwab US TIPS ETF
SCHP
$16.2B
| $46M | 0.02% |
1,658,730
+102,044
| +7% | +$2.82M |
|
713
JPMorgan Diversified Return International Equity ETF
JPIN
$375M
| $45.9M | 0.02% |
763,881
+194,799
| +34% | +$11.6M |
|
714
CALL
ConocoPhillips
COP
$152B
| $45.8M | 0.02% |
833,500
+48,500
| +6% | +$2.49M |
|
715
iShares MSCI USA Value Factor ETF
VLUE
$9.76B
| $45.7M | 0.02% |
546,232
-14,410
| -3% | -$1.17M |
|
|
SEP
716
DELISTED
Spectra Engy Parters Lp
SEP
| $45.6M | 0.02% |
1,154,415
-34,202
| -3% | -$1.44M |
|
717
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
| $45.6M | 0.02% |
744,910
-7,546
| -1% | -$452K |
|
|
DYN
718
DELISTED
Dynegy, Inc.
DYN
| $45.4M | 0.02% |
3,828,206
+3,806,917
| +17,882% | +$42.5M |
|
719
PUT
United States Natural Gas Fund
UNG
$491M
| $45.3M | 0.02% |
485,250
+235,250
| +94% | +$22.7M |
|
720
Huntington Ingalls Industries
HII
$12.8B
| $45.2M | 0.02% |
191,951
+38,945
| +25% | +$9.19M |
|
|
APC
721
PUT
DELISTED
Anadarko Petroleum
APC
| $45.1M | 0.02% |
840,000
-125,000
| -13% | -$6.15M |
|
722
PUT
iShares MSCI South Korea ETF
EWY
$27.8B
| $45M | 0.02% |
600,000
+500,000
| +500% | +$37M |
|
723
Prologis
PLD
$134B
| $44.7M | 0.02% |
693,267
+42,953
| +7% | +$2.81M |
|
724
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
| $44.6M | 0.02% |
3,245,055
-24,029
| -0.7% | -$330K |
|
725
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$34.8B
| $44.6M | 0.02% |
589,500
+561,500
| +2,005% | +$40.9M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.9% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.