UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
6901
Xtrackers High Beta High Yield Bond ETF
HYUP
$45.5M
| $9K | ﹤0.01% |
188
-642
| -77% | -$29.4K |
|
|
IMTXW
6902
DELISTED
Immatics N.V. Warrants
IMTXW
| $9K | ﹤0.01% |
+2,468
| New | +$8.24K |
|
6903
Kentucky First Federal Bancorp
KFFB
$44.3M
| $9K | ﹤0.01% |
1,530
-537
| -26% | -$3.32K |
|
|
KZIA
6904
Kazia Therapeutics
KZIA
$144M
| $9K | ﹤0.01% |
26
+24
| +1,200% | +$6.76K |
|
6905
LifeVantage
LFVN
$81.1M
| $9K | ﹤0.01% |
720
-3,899
| -84% | -$52.7K |
|
|
LRFC
6906
DELISTED
Logan Ridge Finance Corp
LRFC
| $9K | ﹤0.01% |
984
-5,894
| -86% | -$72.3K |
|
6907
LSB Industries
LXU
$783M
| $9K | ﹤0.01% |
6,755
+5,455
| +420% | +$6.85K |
|
|
LYRA
6908
DELISTED
LYRA THERAPEUTICS INC
LYRA
| $9K | ﹤0.01% |
17
-17
| -50% | -$10.6K |
|
6909
Mistras Group
MG
$484M
| $9K | ﹤0.01% |
2,414
-3,980
| -62% | -$16K |
|
6910
Milestone Scientific
MLSS
$35.3M
| $9K | ﹤0.01% |
6,724
-8,739
| -57% | -$15.2K |
|
6911
NLI Holdings
NL
$281M
| $9K | ﹤0.01% |
2,000
-5,360
| -73% | -$19.3K |
|
|
NNDM
6912
Nano Dimension
NNDM
$324M
| $9K | ﹤0.01% |
3,348
-5,827
| -64% | -$11.1K |
|
|
OCCI
6913
OFS Credit Co
OCCI
$72.3M
| $9K | ﹤0.01% |
1,107
-857
| -44% | -$7.47K |
|
6914
Paysign
PAYS
$501M
| $9K | ﹤0.01% |
1,575
-9,484
| -86% | -$73.9K |
|
6915
Phunware
PHUN
$43.1M
| $9K | ﹤0.01% |
200
-351
| -64% | -$21.5K |
|
6916
BRC Group Holdings
RILY
$288M
| $9K | ﹤0.01% |
385
-7,147
| -95% | -$180K |
|
6917
PUT
Republic Services
RSG
$64.8B
| $9K | ﹤0.01% |
100
| – | – |
|
6918
South Plains Financial
SPFI
$845M
| $9K | ﹤0.01% |
715
-2,916
| -80% | -$40.3K |
|
|
STG
6919
Sunlands Technology
STG
$44.1M
| $9K | ﹤0.01% |
419
+336
| +405% | +$7.22K |
|
6920
TransAlta
TAC
$3.95B
| $9K | ﹤0.01% |
1,471
-4,040
| -73% | -$25.3K |
|
6921
Motley Fool 100 Index ETF
TMFC
$2.05B
| $9K | ﹤0.01% |
297
-1,609
| -84% | -$49.8K |
|
6922
Travelzoo
TZOO
$74.3M
| $9K | ﹤0.01% |
+1,339
| New | +$8.96K |
|
6923
iShares MSCI UAE ETF
UAE
$308M
| $9K | ﹤0.01% |
860
-466
| -35% | -$4.92K |
|
|
VRNA
6924
DELISTED
Verona Pharma
VRNA
| $9K | ﹤0.01% |
+1,396
| New | +$9.64K |
|
6925
Willdan Group
WLDN
$1.04B
| $9K | ﹤0.01% |
346
-3,810
| -92% | -$103K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.