UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yum! Brands
YUM
|
+$674M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$629M |
| 3 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$454M |
| 4 |
Rockwell Automation
ROK
|
+$420M |
| 5 |
WPZ
Williams Partners L.P.
WPZ
|
+$369M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$294M |
| 2 |
VER
VEREIT, Inc.
VER
|
+$278M |
| 3 |
Emerson Electric
EMR
|
+$275M |
| 4 |
United Parcel Service
UPS
|
+$237M |
| 5 |
AGN
Allergan Inc
AGN
|
+$210M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.78% |
| 2 | Energy | 7.49% |
| 3 | Healthcare | 7.07% |
| 4 | Technology | 6.57% |
| 5 | Consumer Discretionary | 5.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
6801
Aware
AWRE
$26.7M
| $23K | ﹤0.01% |
5,234
+2,492
| +91% | +$11.5K |
|
6802
DB Gold Double Short ETN due Feb 15 2038
DZZ
$3.28M
| $23K | ﹤0.01% |
3,077
-6,754
| -69% | -$47.2K |
|
|
6803
PUT
Emerson Electric
EMR
$87.5B
| $23K | ﹤0.01% |
400
-22,498
| -98% | -$1.31M |
|
6804
Fuel Tech
FTEK
$42.8M
| $23K | ﹤0.01% |
7,462
+4,462
| +149% | +$14.6K |
|
6805
Gaia
GAIA
$48.1M
| $23K | ﹤0.01% |
3,240
+852
| +36% | +$6.03K |
|
6806
CALL
Gogo Inc
GOGO
$492M
| $23K | ﹤0.01% |
1,200
+600
| +100% | +$10.2K |
|
6807
Home Federal Bancorp
HFBL
$71.5M
| $23K | ﹤0.01% |
2,378
+394
| +20% | +$3.85K |
|
6808
Hennessy Advisors
HNNA
$78.4M
| $23K | ﹤0.01% |
+1,712
| New | +$24.7K |
|
6809
CALL
iShares Gold Trust
IAU
$66B
| $23K | ﹤0.01% |
1,000
-29,600
| -97% | -$698K |
|
6810
PUT
Jabil
JBL
$36.1B
| $23K | ﹤0.01% |
1,000
-2,700
| -73% | -$58.9K |
|
6811
Direxion Daily MSCI South Korea Bull 3X ETF
KORU
$1.4B
| $23K | ﹤0.01% |
+1,296
| New | +$22.6K |
|
6812
PUT
Lindsay Corp
LNN
$1.17B
| $23K | ﹤0.01% |
300
-200
| -40% | -$16.8K |
|
6813
CALL
ArcelorMittal
MT
$55.2B
| $23K | ﹤0.01% |
1,050
-7,697
| -88% | -$181K |
|
6814
CALL
Neogen
NEOG
$2.46B
| $23K | ﹤0.01% |
1,333
-1,334
| -50% | -$24.4K |
|
6815
NetSol Technologies
NTWK
$51.9M
| $23K | ﹤0.01% |
4,019
+3,097
| +336% | +$15.7K |
|
|
PGRE
6816
CALL
DELISTED
Paramount Group
PGRE
| $23K | ﹤0.01% |
1,200
| – | – |
|
6817
CALL
PPG Industries
PPG
$26B
| $23K | ﹤0.01% |
200
-600
| -75% | -$68.7K |
|
6818
CALL
Southern Copper
SCCO
$161B
| $23K | ﹤0.01% |
863
+108
| +14% | +$2.88K |
|
6819
ProShares UltraPro Short S&P 500
SPXU
$396M
| $23K | ﹤0.01% |
2
| – | – |
|
6820
ProShares Short 7-10 Year Treasury
TBX
$20.9M
| $23K | ﹤0.01% |
775
-381
| -33% | -$11.4K |
|
6821
Tandem Diabetes Care
TNDM
$1.29B
| $23K | ﹤0.01% |
184
+168
| +1,050% | +$21.8K |
|
6822
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $23K | ﹤0.01% |
300
-900
| -75% | -$62.9K |
|
|
6823
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $23K | ﹤0.01% |
300
-30,900
| -99% | -$2.16M |
|
|
IRD
6824
Opus Genetics
IRD
$307M
| $23K | ﹤0.01% |
66
-45
| -41% | -$16.3K |
|
|
CMRX
6825
CALL
DELISTED
Chimerix, Inc.
CMRX
| $23K | ﹤0.01% |
600
+100
| +20% | +$3.97K |
|
Similar funds
UBS Group's Q1 2015 Portfolio in Review
As of Q1 2015, UBS Group held 10,318 positions worth $145B, up 1.2% from $143B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
UBS Group's Q1 2015 filing shows 561 new, 3,567 increased, 4,243 reduced and 1,510 closed positions. Its largest new stake was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M. The largest sale was Qualcomm, an estimated $294M.
By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 8.8% a quarter earlier, followed by Energy and Healthcare.
- UBS Group's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M.
- UBS Group added most to Yum! Brands in Q1 2015, an estimated $674M increase.
- UBS Group's biggest Q1 2015 reduction was Qualcomm, cutting an estimated $294M.
- UBS Group fully exited Allergan Inc in Q1 2015, selling an estimated $210M.
- UBS Group's ten largest holdings make up 12% of its $145B portfolio in Q1 2015.
- UBS Group opened 561 new positions and closed 1,510 in Q1 2015.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $145B.
Based on UBS Group's 13F filing for Q1 2015, filed 14 May 2015.