UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.51% |
| 2 | Financials | 7.18% |
| 3 | Healthcare | 5.96% |
| 4 | Technology | 5.74% |
| 5 | Energy | 5.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Carnival Corporation Ltd
CCL
$29.9B
| $39.6M | 0.02% |
760,299
+116,598
| +18% | +$5.84M |
|
652
WisdomTree US MidCap Fund
EZM
$919M
| $39.6M | 0.02% |
1,155,810
+103,578
| +10% | +$3.4M |
|
653
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.13B
| $39.5M | 0.02% |
238,225
-7,025
| -3% | -$1.1M |
|
|
SPR
654
CALL
DELISTED
Spirit AeroSystems
SPR
| $39.4M | 0.02% |
+676,067
| New | +$36.7M |
|
|
AGN
655
CALL
DELISTED
Allergan plc
AGN
| $39.3M | 0.02% |
187,100
-175,400
| -48% | -$36.3M |
|
|
PPL
656
PPL Corp
PPL
$25.1B
| $39.2M | 0.02% |
1,151,189
+425,044
| +59% | +$14.3M |
|
|
RAD
657
DELISTED
Rite Aid Corporation
RAD
| $39M | 0.02% |
236,493
-2,788
| -1% | -$421K |
|
658
NetEase
NTES
$74.4B
| $38.8M | 0.02% |
900,785
+179,910
| +25% | +$8.59M |
|
|
BHI
659
DELISTED
Baker Hughes
BHI
| $38.7M | 0.02% |
595,664
-10,065
| -2% | -$598K |
|
660
Western Digital
WDC
$159B
| $38.5M | 0.02% |
749,806
+165,467
| +28% | +$7.63M |
|
661
Nucor
NUE
$56.4B
| $38.5M | 0.02% |
646,877
-143,372
| -18% | -$8.02M |
|
662
Bank of Montreal
BMO
$121B
| $38.3M | 0.02% |
533,110
-60,312
| -10% | -$4.02M |
|
663
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
| $38.2M | 0.02% |
760,163
+637,765
| +521% | +$32.4M |
|
664
PUT
American Express
AXP
$210B
| $38.1M | 0.02% |
514,500
+85,300
| +20% | +$5.91M |
|
|
ETP
665
CALL
DELISTED
Energy Transfer Partners L.p.
ETP
| $37.9M | 0.02% |
1,057,200
| – | – |
|
|
CSOD
666
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $37.8M | 0.02% |
894,527
+860,489
| +2,528% | +$34.1M |
|
667
PUT
Kinder Morgan
KMI
$70.9B
| $37.8M | 0.02% |
1,823,500
+250,200
| +16% | +$5.29M |
|
668
Sysco
SYY
$37.9B
| $37.6M | 0.02% |
679,742
-33,951
| -5% | -$1.76M |
|
669
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.54B
| $37.4M | 0.02% |
359,495
+9,952
| +3% | +$1.05M |
|
|
UN
670
DELISTED
Unilever NV New York Registry Shares
UN
| $37.3M | 0.02% |
907,915
+125,266
| +16% | +$5.18M |
|
671
Invesco S&P 500 Pure Growth ETF
RPG
$1.92B
| $37.2M | 0.02% |
2,227,270
-23,655
| -1% | -$394K |
|
672
PUT
Whirlpool
WHR
$2.08B
| $37.2M | 0.02% |
204,700
-100
| -0% | -$16.6K |
|
673
iShares Core S&P Total US Stock Market ETF
ITOT
$95.8B
| $37.2M | 0.02% |
725,383
+178,831
| +33% | +$8.95M |
|
674
First Trust Utilities AlphaDEX Fund
FXU
$762M
| $37.2M | 0.02% |
1,390,483
-727,008
| -34% | -$18.8M |
|
675
Simon Property Group
SPG
$66.4B
| $37.1M | 0.02% |
208,970
+15,290
| +8% | +$2.84M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group's Q4 2016 filing shows 819 new, 3,871 increased, 2,714 reduced and 744 closed positions. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B.
By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 54% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 744 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.