UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CIM
651
Chimera Investment
CIM
$1.04B
| $32.3M | 0.02% |
805,620
+43,517
| +6% | +$1.83M |
|
652
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
| $32.2M | 0.02% |
927,695
+154,364
| +20% | +$5.67M |
|
|
HCBK
653
DELISTED
HUDSON CITY BANCORP INC
HCBK
| $32.1M | 0.02% |
3,152,390
-772,149
| -20% | -$7.63M |
|
654
iShares Select U.S. REIT ETF
ICF
$2.09B
| $32M | 0.02% |
690,470
-133,206
| -16% | -$6.2M |
|
655
CALL
Carnival Corporation Ltd
CCL
$38.1B
| $31.9M | 0.02% |
642,730
-307,900
| -32% | -$15.7M |
|
656
NOV
NOV
$6.93B
| $31.9M | 0.02% |
848,447
-76,954
| -8% | -$3.15M |
|
|
ODP
657
DELISTED
ODP
ODP
| $31.7M | 0.02% |
494,328
+146,080
| +42% | +$11.4M |
|
658
PUT
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.54B
| $31.6M | 0.02% |
+978,000
| New | +$36.2M |
|
659
MidCap Financial Investment
MFIC
$787M
| $31.5M | 0.02% |
1,918,376
-250,162
| -12% | -$4.95M |
|
|
GRFS
660
Grifois
GRFS
$5.36B
| $31.4M | 0.02% |
2,065,352
-203,970
| -9% | -$3.24M |
|
661
Willis Towers Watson
WTW
$31.7B
| $31.2M | 0.02% |
287,825
-28,130
| -9% | -$3.34M |
|
662
Invesco BuyBack Achievers ETF
PKW
$1.72B
| $31.2M | 0.02% |
712,549
-254,084
| -26% | -$11.9M |
|
|
SNDK
663
PUT
DELISTED
SANDISK CORP
SNDK
| $31.1M | 0.02% |
573,200
+268,400
| +88% | +$14.8M |
|
664
PUT
Hilton Worldwide
HLT
$72.1B
| $31.1M | 0.02% |
452,100
+401,933
| +801% | +$31.1M |
|
665
Kroger
KR
$35.4B
| $31.1M | 0.02% |
862,548
+204,194
| +31% | +$7.57M |
|
666
Welltower
WELL
$169B
| $31M | 0.02% |
458,344
-67,616
| -13% | -$4.52M |
|
|
LNKD
667
DELISTED
LinkedIn Corporation
LNKD
| $31M | 0.02% |
163,111
-1,357
| -0.8% | -$269K |
|
|
SNDK
668
DELISTED
SANDISK CORP
SNDK
| $30.9M | 0.02% |
568,829
+120,424
| +27% | +$6.65M |
|
669
iShares Europe ETF
IEV
$1.67B
| $30.9M | 0.02% |
776,398
+321,585
| +71% | +$13.8M |
|
670
PUT
iShares MSCI Japan ETF
EWJ
$21.9B
| $30.7M | 0.02% |
671,700
+417,000
| +164% | +$20.6M |
|
671
PUT
American Express
AXP
$227B
| $30.7M | 0.02% |
413,900
-15,500
| -4% | -$1.19M |
|
672
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$570M
| $30.3M | 0.02% |
1,222,325
+259,889
| +27% | +$6.99M |
|
673
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $30.3M | 0.02% |
692,239
-292,544
| -30% | -$13.7M |
|
674
lululemon athletica
LULU
$13.5B
| $30.2M | 0.02% |
596,945
+90,989
| +18% | +$5.55M |
|
|
VQT
675
DELISTED
iPath S&P VEQTOR ETN
VQT
| $30.2M | 0.02% |
226,268
-85,978
| -28% | -$12M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.