UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.36% |
| 2 | Financials | 7.27% |
| 3 | Technology | 6.47% |
| 4 | Healthcare | 6.17% |
| 5 | Industrials | 5.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DGSE
6701
DELISTED
DGSE Companies, Inc.
DGSE
| $13K | ﹤0.01% |
9,793
+850
| +10% | +$1.25K |
|
|
CPI
6702
DELISTED
CPI Inflation Hedged ETF
CPI
| $13K | ﹤0.01% |
470
+450
| +2,250% | +$12.3K |
|
6703
Acacia Research
ACTG
$442M
| $12K | ﹤0.01% |
+2,640
| New | +$9.88K |
|
|
ADAP
6704
DELISTED
Adaptimmune Therapeutics
ADAP
| $12K | ﹤0.01% |
1,500
-500
| -25% | -$3.12K |
|
6705
AquaBounty Technologies
AQB
$5.82M
| $12K | ﹤0.01% |
86
-26
| -23% | -$3.77K |
|
6706
AmeriServ Financial
ASRV
$79.8M
| $12K | ﹤0.01% |
3,007
-122
| -4% | -$482 |
|
6707
Anterix
ATEX
$1.52B
| $12K | ﹤0.01% |
407
-281
| -41% | -$7.69K |
|
|
CCM
6708
Concord Medical Services
CCM
$15.8M
| $12K | ﹤0.01% |
354
+274
| +343% | +$10.9K |
|
|
CHCT
6709
Community Healthcare Trust
CHCT
$413M
| $12K | ﹤0.01% |
462
-774
| -63% | -$19.9K |
|
6710
PUT
Chord Energy
CHRD
$8B
| $12K | ﹤0.01% |
+1,300
| New | +$10.2K |
|
|
CPAC
6711
Cementos Pacasmayo
CPAC
$1.04B
| $12K | ﹤0.01% |
925
-1,175
| -56% | -$14.1K |
|
6712
Crawford & Co Class A
CRD.A
$617M
| $12K | ﹤0.01% |
1,246
+1,150
| +1,198% | +$9.22K |
|
6713
CPI Aerostructures
CVU
$66.6M
| $12K | ﹤0.01% |
1,271
-297
| -19% | -$2.69K |
|
6714
Citizens Community Bancorp
CZWI
$207M
| $12K | ﹤0.01% |
+854
| New | +$11.8K |
|
6715
Danaos Corp
DAC
$2.96B
| $12K | ﹤0.01% |
598
+102
| +21% | +$2.41K |
|
|
KUST
6716
Kustom Entertainment Inc
KUST
$3.97M
| – | – |
0
| – | – |
|
|
DRD
6717
DRDGold
DRD
$2.27B
| $12K | ﹤0.01% |
3,158
-3,225
| -51% | -$10.9K |
|
6718
DSS Inc
DSS
$7.23M
| $12K | ﹤0.01% |
27
+2
| +8% | +$807 |
|
6719
Deswell Industries
DSWL
$51M
| $12K | ﹤0.01% |
4,548
+1,974
| +77% | +$5.03K |
|
6720
Escalade
ESCA
$268M
| $12K | ﹤0.01% |
884
-503
| -36% | -$6.3K |
|
6721
Gilat Satellite Networks
GILT
$766M
| $12K | ﹤0.01% |
2,020
+2,008
| +16,733% | +$11.3K |
|
6722
VanEck International High Yield Bond ETF
IHY
$42.7M
| $12K | ﹤0.01% |
454
| – | – |
|
6723
Direxion Daily MSCI Mexico Bull 3X ETF
MEXX
$16.2M
| $12K | ﹤0.01% |
184
+79
| +75% | +$5.89K |
|
6724
Medallion Financial
MFIN
$273M
| $12K | ﹤0.01% |
5,398
+4,567
| +550% | +$10.7K |
|
6725
MacroGenics
MGNX
$263M
| $12K | ﹤0.01% |
664
+164
| +33% | +$2.84K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2017 filing shows 749 new, 3,978 increased, 2,658 reduced and 707 closed positions. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M. The largest sale was Monsanto Co, an estimated $658M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Financials and Technology.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.