UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
6551
PUT
AllianceBernstein
AB
$3.43B
| $14K | ﹤0.01% |
500
| – | – |
|
|
ADXN
6552
Addex Therapeutics
ADXN
$6.58M
| $14K | ﹤0.01% |
+57
| New | +$13.8K |
|
|
AGEN
6553
Agenus
AGEN
$312M
| $14K | ﹤0.01% |
173
+74
| +75% | +$5.76K |
|
6554
Alta Equipment Group
ALTG
$214M
| $14K | ﹤0.01% |
1,814
-4,778
| -72% | -$37.9K |
|
6555
Anterix
ATEX
$1.81B
| $14K | ﹤0.01% |
438
-4,953
| -92% | -$210K |
|
6556
Beam Global
BEEM
$23.3M
| $14K | ﹤0.01% |
1,175
-357
| -23% | -$4.49K |
|
6557
Innovator US Equity Buffer ETF March
BMAR
$251M
| $14K | ﹤0.01% |
482
+282
| +141% | +$7.87K |
|
6558
Biomerica
BMRA
$4.6M
| $14K | ﹤0.01% |
250
-63
| -20% | -$4.07K |
|
6559
Betterware México
BWMX
$634M
| $14K | ﹤0.01% |
+788
| New | +$12.8K |
|
6560
Distribution Solutions Group
DSGR
$1.6B
| $14K | ﹤0.01% |
670
-2,166
| -76% | -$38.3K |
|
6561
electroCore
ECOR
$54.8M
| $14K | ﹤0.01% |
530
-329
| -38% | -$8.28K |
|
|
ESSA
6562
DELISTED
ESSA Bancorp
ESSA
| $14K | ﹤0.01% |
1,169
-2,614
| -69% | -$34.1K |
|
6563
First Community Corp
FCCO
$321M
| $14K | ﹤0.01% |
994
-2,334
| -70% | -$31.9K |
|
6564
Fidelity International Multifactor ETF
FDEV
$286M
| $14K | ﹤0.01% |
552
+40
| +8% | +$1.01K |
|
|
FINV
6565
FinVolution Group
FINV
$1.15B
| $14K | ﹤0.01% |
7,723
-5,690
| -42% | -$11.3K |
|
6566
Genprex
GNPX
$3.02M
| – | – |
0
| – | – |
|
6567
US Global Investors
GROW
$35.5M
| $14K | ﹤0.01% |
5,870
+4,757
| +427% | +$14.4K |
|
6568
GSI Technology
GSIT
$215M
| $14K | ﹤0.01% |
2,452
-3,068
| -56% | -$19.5K |
|
6569
IMAX
IMAX
$2.62B
| $14K | ﹤0.01% |
1,203
-24,977
| -95% | -$323K |
|
|
INZY
6570
DELISTED
Inozyme Pharma
INZY
| $14K | ﹤0.01% |
+536
| New | +$13.3K |
|
6571
Lincoln Educational Services
LINC
$1.33B
| $14K | ﹤0.01% |
2,471
+2,183
| +758% | +$13K |
|
6572
LiqTech
LIQT
$23M
| $14K | ﹤0.01% |
207
-82
| -28% | -$4.53K |
|
|
NTRL
6573
First Trust Equity Market Neutral ETF
NTRL
$16.3M
| $14K | ﹤0.01% |
+699
| New | +$13.6K |
|
6574
Merchants Bancorp
MBIN
$2.53B
| $14K | ﹤0.01% |
1,034
-3,672
| -78% | -$46.5K |
|
6575
Moog Inc Class B
MOG.B
| $14K | ﹤0.01% |
220
-123
| -36% | -$7.52K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.