UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
PUT
American Airlines Group
AAL
$10.1B
| $33.7M | 0.02% |
867,200
-176,500
| -17% | -$7.25M |
|
|
627
PUT
American International
AIG
$41.7B
| $33.6M | 0.02% |
591,600
+1,200
| +0.2% | +$73.3K |
|
628
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
| $33.5M | 0.02% |
1,439,728
+180,510
| +14% | +$4.41M |
|
629
Prospect Capital
PSEC
$1.07B
| $33.5M | 0.02% |
4,692,969
-2,180,170
| -32% | -$16.2M |
|
630
PUT
Pfizer
PFE
$143B
| $33.4M | 0.02% |
1,121,667
-317,675
| -22% | -$10.2M |
|
631
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
| $33.4M | 0.02% |
368,259
+38,537
| +12% | +$3.69M |
|
632
Healthpeak Properties
DOC
$15.1B
| $33.4M | 0.02% |
984,155
+190,711
| +24% | +$6.59M |
|
633
PUT
SLB Ltd
SLB
$73.6B
| $33.3M | 0.02% |
483,200
+9,000
| +2% | +$712K |
|
|
WBA
634
CALL
DELISTED
Walgreens Boots Alliance
WBA
| $33.1M | 0.02% |
398,800
+130,100
| +48% | +$11.8M |
|
635
Nucor
NUE
$58.6B
| $33.1M | 0.02% |
882,058
+94,223
| +12% | +$4.04M |
|
636
PPG Industries
PPG
$24.6B
| $33M | 0.02% |
376,275
-61,392
| -14% | -$6.25M |
|
637
Liberty Global Class A
LBTYA
$3.62B
| $33M | 0.02% |
879,437
+98,866
| +13% | +$4.3M |
|
638
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $32.9M | 0.02% |
990,656
+111,188
| +13% | +$3.88M |
|
639
PUT
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $32.9M | 0.02% |
1,652,400
+600,100
| +57% | +$12.5M |
|
640
PUT
Deutsche Bank
DB
$69B
| $32.7M | 0.02% |
1,358,701
-566,426
| -29% | -$15.6M |
|
641
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $32.7M | 0.02% |
1,070,813
+44,985
| +4% | +$1.37M |
|
|
642
CALL
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $32.6M | 0.02% |
1,637,000
+684,700
| +72% | +$14.2M |
|
643
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
| $32.6M | 0.02% |
728,159
-73,661
| -9% | -$3.42M |
|
644
CALL
United States Oil Fund
USO
$2.15B
| $32.6M | 0.02% |
277,213
+141,550
| +104% | +$17.4M |
|
645
Phillips 66
PSX
$84.9B
| $32.5M | 0.02% |
423,484
+30,946
| +8% | +$2.46M |
|
646
Sysco
SYY
$40.8B
| $32.5M | 0.02% |
834,407
-238,168
| -22% | -$9.09M |
|
647
Pultegroup
PHM
$24.1B
| $32.5M | 0.02% |
1,720,242
-50,747
| -3% | -$1.03M |
|
648
Vanguard Energy ETF
VDE
$10.1B
| $32.5M | 0.02% |
382,868
+5,837
| +2% | +$554K |
|
649
CALL
Freeport-McMoran
FCX
$90B
| $32.3M | 0.02% |
3,337,900
-2,977,475
| -47% | -$35.7M |
|
650
CALL
Halliburton
HAL
$26.9B
| $32.3M | 0.02% |
914,801
+110,265
| +14% | +$4.34M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.