UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.45% |
| 2 | Consumer Discretionary | 6.53% |
| 3 | Financials | 5.96% |
| 4 | Healthcare | 5.92% |
| 5 | Communication Services | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
PUT
Freeport-McMoran
FCX
$93.1B
| $60M | 0.02% |
3,836,400
-424,700
| -10% | -$6.13M |
|
577
CALL
Salesforce
CRM
$161B
| $60M | 0.02% |
238,600
+73,600
| +45% | +$16.1M |
|
578
Vanguard Consumer Staples ETF
VDC
$8.04B
| $59.7M | 0.02% |
365,389
| – | – |
|
|
MASI
579
DELISTED
Masimo
MASI
| $59.4M | 0.02% |
251,546
+55,633
| +28% | +$12.5M |
|
580
PUT
Pfizer
PFE
$153B
| $59.1M | 0.02% |
1,697,467
-20,975
| -1% | -$735K |
|
|
DFS
581
DELISTED
Discover Financial Services
DFS
| $59.1M | 0.02% |
1,022,682
+18,540
| +2% | +$971K |
|
582
Pultegroup
PHM
$24.8B
| $59M | 0.02% |
1,274,841
+521,442
| +69% | +$22.3M |
|
583
PUT
Goldman Sachs
GS
$303B
| $58.9M | 0.02% |
293,000
+70,000
| +31% | +$14.2M |
|
584
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.66B
| $58.7M | 0.02% |
2,266,422
-248,057
| -10% | -$6.41M |
|
585
NXP Semiconductors
NXPI
$59.2B
| $58.4M | 0.02% |
467,914
-20,584
| -4% | -$2.51M |
|
586
Corning
GLW
$143B
| $58.1M | 0.02% |
1,793,725
+206,318
| +13% | +$6.38M |
|
587
iShares International Select Dividend ETF
IDV
$8.59B
| $58M | 0.02% |
2,326,926
-159,353
| -6% | -$4.13M |
|
588
Realty Income
O
$59.4B
| $57.9M | 0.02% |
984,368
+117,943
| +14% | +$6.97M |
|
589
Invesco S&P 500 Top 50 ETF
XLG
$11B
| $57.9M | 0.02% |
2,211,910
+202,700
| +10% | +$5.24M |
|
590
Moody's
MCO
$84B
| $57.9M | 0.02% |
199,823
+72,688
| +57% | +$20.7M |
|
591
Lyft
LYFT
$6.62B
| $57.8M | 0.02% |
2,098,987
+197,365
| +10% | +$5.87M |
|
592
Old Dominion Freight Line
ODFL
$43.7B
| $57.7M | 0.02% |
638,162
+483,304
| +312% | +$45.4M |
|
593
Southwest Airlines
LUV
$21.7B
| $57.7M | 0.02% |
1,539,051
+368,355
| +31% | +$13.1M |
|
594
Sea Limited
SE
$74.7B
| $57.7M | 0.02% |
374,619
+43,908
| +13% | +$5.93M |
|
595
Veeva Systems
VEEV
$39.6B
| $57.6M | 0.02% |
205,008
+32,559
| +19% | +$8.58M |
|
596
Hartford Financial Services
HIG
$37.8B
| $57.5M | 0.02% |
1,560,075
+418,830
| +37% | +$16.7M |
|
597
iShares US Healthcare ETF
IYH
$3.75B
| $57.3M | 0.02% |
1,262,040
-37,000
| -3% | -$1.67M |
|
598
Calamos Strategic Total Return Fund
CSQ
$3.36B
| $57.2M | 0.02% |
4,251,334
+63,259
| +2% | +$851K |
|
599
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.74B
| $57M | 0.02% |
533,511
-6,511
| -1% | -$711K |
|
600
Roper Technologies
ROP
$39.5B
| $56.7M | 0.02% |
143,504
+50,625
| +55% | +$21.1M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.