UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5901
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
| $90K | ﹤0.01% |
2,400
+125
| +5% | +$4.99K |
|
5902
Griffon
GFF
$4.86B
| $90K | ﹤0.01% |
3,676
-7,460
| -67% | -$178K |
|
5903
HCI Group
HCI
$2.41B
| $90K | ﹤0.01% |
812
-1,482
| -65% | -$155K |
|
5904
908 Devices
MASS
$364M
| $90K | ﹤0.01% |
2,771
-677
| -20% | -$23K |
|
|
SUNS
5905
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $90K | ﹤0.01% |
5,786
-12,828
| -69% | -$201K |
|
|
RUSL
5906
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
| $90K | ﹤0.01% |
2,812
+2,276
| +425% | +$68.2K |
|
|
ECC
5907
Eagle Point Credit Company
ECC
$513M
| $89K | ﹤0.01% |
6,524
+304
| +5% | +$4.13K |
|
5908
Main Sector Rotation ETF
SECT
$2.88B
| $89K | ﹤0.01% |
+2,185
| New | +$90.7K |
|
5909
Braskem
BAK
$913M
| $88K | ﹤0.01% |
4,016
+2,154
| +116% | +$49.8K |
|
5910
McCormick & Company Voting
MKC.V
$14.2B
| $88K | ﹤0.01% |
1,065
+988
| +1,283% | +$84.9K |
|
|
MPX
5911
DELISTED
Marine Products Corp
MPX
| $88K | ﹤0.01% |
7,067
-14,016
| -66% | -$204K |
|
5912
OSI Systems
OSIS
$3.89B
| $88K | ﹤0.01% |
926
+9
| +1% | +$876 |
|
5913
SoundThinking
SSTI
$103M
| $88K | ﹤0.01% |
2,435
-829
| -25% | -$34.8K |
|
5914
Ultrapar
UGP
$6.54B
| $88K | ﹤0.01% |
32,911
-24,585
| -43% | -$77.6K |
|
5915
Invesco High Income Trust II
VLT
$65.7M
| $88K | ﹤0.01% |
6,047
-1,471
| -20% | -$21.9K |
|
5916
V2X
VVX
$2.65B
| $88K | ﹤0.01% |
1,753
+896
| +105% | +$42.3K |
|
5917
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$161M
| $87K | ﹤0.01% |
1,100
-5,773
| -84% | -$514K |
|
5918
Mercer International
MERC
$39.8M
| $87K | ﹤0.01% |
7,502
-6,115
| -45% | -$70.9K |
|
5919
PAR Technology
PAR
$735M
| $87K | ﹤0.01% |
1,422
-10,804
| -88% | -$693K |
|
5920
Pennant Group
PNTG
$1.36B
| $87K | ﹤0.01% |
3,100
-162
| -5% | -$5.29K |
|
5921
Pacer WealthShield ETF
PWS
$24.7M
| $87K | ﹤0.01% |
2,716
+585
| +27% | +$18.9K |
|
5922
Ribbon Communications
RBBN
$383M
| $87K | ﹤0.01% |
14,601
+14,581
| +72,905% | +$98.5K |
|
5923
RCI Hospitality Holdings
RICK
$215M
| $87K | ﹤0.01% |
1,275
-118
| -8% | -$7.72K |
|
|
ECOZ
5924
DELISTED
TrueShares ESG Active Opportunities ETF
ECOZ
| $87K | ﹤0.01% |
2,277
+1,528
| +204% | +$60.2K |
|
|
ENDP
5925
DELISTED
Endo International plc
ENDP
| $87K | ﹤0.01% |
26,920
-44,675
| -62% | -$158K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.