UBS Group Portfolio holdings

AUM $478B

1-Year Return 17.78%

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

+2.26%

1 Year Return

+17.78%

3 Year Return

+59.77%

5 Year Return

+91.78%

10 Year Return

+181.19%

AUM

$118B

AUM Growth

–

Cap. Flow

+$118B

Cap. Flow % of AUM

99.92%

Top 10 Holdings % Top 10 Hldgs %

13.36%

Holding

6,875

New

6,747

Increased

–

Reduced

–

Closed

–

Top Buys

1	SPDR S&P 500 ETF Trust SPY	+$4.2B
2	Apple AAPL	+$2.09B
3	UBS Group UBS	+$1.68B
4	Microsoft MSFT	+$1.34B
5	Qualcomm QCOM	+$1.25B

Top Sells

No sells this quarter

Sector Composition

1	Financials	10.63%
2	Energy	9.17%
3	Technology	8.86%
4	Healthcare	8.79%
5	Industrials	6.74%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
5776	5776 Vivani Medical VANI $72.3M	$14K	﹤0.01%	+56	New	+$14K
5777	5777 WidePoint Corp WYY $52M	$14K	﹤0.01%	+1,036	New	+$14K
5778	NTBL 5778 DELISTED Notable Labs, Ltd. Ordinary Shares NTBL	$14K	﹤0.01%	+66	New	+$14K
5779	SCTL 5779 DELISTED Societal CDMO, Inc. Common Stock SCTL	$14K	﹤0.01%	+5,457	New	+$14K
5780	BICK 5780 DELISTED First Trust BICK Index Fund BICK	$14K	﹤0.01%	+600	New	+$14K
5781	DERM 5781 DELISTED Dermira, Inc. DERM	$14K	﹤0.01%	+768	New	+$14K
5782	NCI 5782 DELISTED Navigant Consulting, Inc. NCI	$14K	﹤0.01%	+897	New	+$14K
5783	BDD 5783 DELISTED DB Base Metals Double Long Exchange Traded Notes due June 1, 2038 BDD	$14K	﹤0.01%	+1,803	New	+$14K
5784	CWAY 5784 DELISTED Coastway Bancorp, Inc. CWAY	$14K	﹤0.01%	+1,217	New	+$14K
5785	TESO 5785 DELISTED Tesco Corp TESO	$14K	﹤0.01%	+1,139	New	+$14K
5786	ROKA 5786 DELISTED Sorrento Tech, Inc. Common Stock ROKA	$14K	﹤0.01%	+327	New	+$14K
5787	GLRI 5787 DELISTED GLORI ENERGY INC COMMON STOCK GLRI	$14K	﹤0.01%	+3,392	New	+$14K
5788	BVA 5788 DELISTED CORDIA BANCORP INC COM BVA	$14K	﹤0.01%	+3,541	New	+$14K
5789	RSXJ 5789 DELISTED VanEck Russia Small-Cap ETF RSXJ	$14K	﹤0.01%	+717	New	+$14K
5790	I.PRA 5790 DELISTED INTELSAT S A MANDATORY CONV JR NON VTG PFD SHS (LUX) I.PRA	$14K	﹤0.01%	+300	New	+$14K
5791	QCCO 5791 DELISTED QC HLDGS INC QCCO	$14K	﹤0.01%	+8,381	New	+$14K
5792	FCVA 5792 DELISTED FIRST CAPITAL BANCORP (VA) FCVA	$14K	﹤0.01%	+3,174	New	+$14K
5793	MSO 5793 DELISTED MARTHA STEWART LIVING OMNIMEDIA INC MSO	$14K	﹤0.01%	+3,243	New	+$14K
5794	TCHI 5794 DELISTED ROYAL BK SCOTLAND PLC CHINA TRENDPILOT EXCHANGE TCHI	$14K	﹤0.01%	+500	New	+$14K
5795	ACCU 5795 DELISTED ADVISORSHARES TR ACCUVEST GLOBAL OPPORTUNITIES ACCU	$14K	﹤0.01%	+579	New	+$14K
5796	HPJ 5796 DELISTED Highpower International Inc HPJ	$14K	﹤0.01%	+2,736	New	+$14K
5797	BBOX 5797 DELISTED Black Box Corp BBOX	$14K	﹤0.01%	+609	New	+$14K
5798	HYF 5798 DELISTED MANAGED HIGH YLD PLUS FD INC HYF	$14K	﹤0.01%	+7,550	New	+$14K
5799	TIO 5799 DELISTED Tingo Group, Inc. Common Stock TIO	$14K	﹤0.01%	+4,013	New	+$14K
5800	BDG 5800 DELISTED DB BASE METALS LONG ETN DUE 06/01/2038 BDG	$14K	﹤0.01%	+841	New	+$14K