UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5726
SandRidge Energy
SD
$503M
| $164K | ﹤0.01% |
38,705
+21,143
| +120% | +$88.4K |
|
|
PRTK
5727
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
| $164K | ﹤0.01% |
40,791
+21,088
| +107% | +$73.2K |
|
5728
Avalo Therapeutics
AVTX
$983M
| $163K | ﹤0.01% |
11
+5
| +83% | +$52.7K |
|
|
ETNB
5729
DELISTED
89bio
ETNB
| $163K | ﹤0.01% |
+6,193
| New | +$172K |
|
5730
GameStop
GME
$8.6B
| $163K | ﹤0.01% |
107,420
+77,500
| +259% | +$114K |
|
|
ZYXI
5731
DELISTED
Zynex
ZYXI
| $163K | ﹤0.01% |
22,771
+8,793
| +63% | +$77.3K |
|
|
GFN
5732
DELISTED
General Finance Corporation
GFN
| $163K | ﹤0.01% |
14,761
+6,037
| +69% | +$59.5K |
|
5733
PrimeEnergy Resources
PNRG
$298M
| $162K | ﹤0.01% |
1,069
+175
| +20% | +$25.7K |
|
|
CIICU
5734
DELISTED
CIIG Merger Corp. Units
CIICU
| $162K | ﹤0.01% |
+15,900
| New | +$161K |
|
|
DESP
5735
DELISTED
Despegar.com
DESP
| $160K | ﹤0.01% |
11,923
-1,907
| -14% | -$22.6K |
|
|
HIMX
5736
CALL
Himax Technologies
HIMX
$2.55B
| $160K | ﹤0.01% |
60,000
| – | – |
|
|
BECN
5737
PUT
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $160K | ﹤0.01% |
5,000
| – | – |
|
5738
PUT
Adient
ADNT
$1.5B
| $159K | ﹤0.01% |
7,500
-123,200
| -94% | -$2.73M |
|
5739
Antero Resources
AR
$10.7B
| $159K | ﹤0.01% |
55,570
-522,727
| -90% | -$1.33M |
|
5740
Flotek Industries
FTK
$1.28B
| $159K | ﹤0.01% |
13,274
+11,235
| +551% | +$130K |
|
|
ECHO
5741
EchoStar
ECHO
$26.2B
| $159K | ﹤0.01% |
3,673
+243
| +7% | +$9.75K |
|
|
TRCB
5742
DELISTED
Two River Bancorp
TRCB
| $159K | ﹤0.01% |
7,111
-709
| -9% | -$15K |
|
|
FTR
5743
DELISTED
Frontier Communications Corp.
FTR
| $159K | ﹤0.01% |
178,510
-13,858
| -7% | -$11.3K |
|
5744
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
| $158K | ﹤0.01% |
9,450
-1,505
| -14% | -$25.3K |
|
5745
Coastal Financial
CCB
$693M
| $158K | ﹤0.01% |
9,604
+3,654
| +61% | +$59.1K |
|
|
GGT
5746
Gabelli Multimedia Trust
GGT
$174M
| $158K | ﹤0.01% |
20,057
-416
| -2% | -$3.33K |
|
|
LKFT
5747
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.77B
| $158K | ﹤0.01% |
764
-2,303
| -75% | -$426K |
|
5748
Hovnanian Enterprises
HOV
$807M
| $158K | ﹤0.01% |
7,584
+1,679
| +28% | +$39.7K |
|
|
NOVA
5749
DELISTED
Sunnova Energy
NOVA
| $158K | ﹤0.01% |
14,123
+3,101
| +28% | +$32.3K |
|
|
JPNL
5750
DELISTED
Direxion Daily Japan Bull 3x Shares
JPNL
| $158K | ﹤0.01% |
2,466
+2,372
| +2,523% | +$147K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.