UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PX
551
DELISTED
Praxair Inc
PX
| $40M | 0.03% |
392,787
+52,498
| +15% | +$5.79M |
|
552
PUT
Ford
F
$58.6B
| $39.8M | 0.03% |
2,933,300
+341,400
| +13% | +$4.88M |
|
|
ODP
553
PUT
DELISTED
ODP
ODP
| $39.8M | 0.03% |
+620,000
| New | +$48.3M |
|
554
Accenture
ACN
$101B
| $39.7M | 0.03% |
403,915
+22,058
| +6% | +$2.19M |
|
555
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$426M
| $39.7M | 0.03% |
545,925
-2,385,899
| -81% | -$187M |
|
556
PUT
Halliburton
HAL
$27B
| $39.1M | 0.03% |
1,106,500
-787,100
| -42% | -$31M |
|
557
PUT
iShares Silver Trust
SLV
$28B
| $39M | 0.03% |
2,813,700
+1,349,300
| +92% | +$19.2M |
|
558
Humana
HUM
$44B
| $39M | 0.03% |
217,759
-89,399
| -29% | -$16.5M |
|
559
KKR & Co
KKR
$90.7B
| $38.8M | 0.03% |
2,312,896
-626,347
| -21% | -$13.3M |
|
560
PUT
Freeport-McMoran
FCX
$90.3B
| $38.8M | 0.03% |
4,001,100
+2,178,400
| +120% | +$26.1M |
|
561
PUT
VanEck Gold Miners ETF
GDX
$22.8B
| $38.8M | 0.03% |
2,820,600
+2,235,900
| +382% | +$32.3M |
|
562
iShares MSCI Switzerland ETF
EWL
$2.19B
| $38.7M | 0.03% |
1,266,599
-23,317
| -2% | -$760K |
|
563
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
| $38.6M | 0.03% |
2,260,445
-1,991,998
| -47% | -$36.7M |
|
564
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
| $38.6M | 0.03% |
1,138,935
-281,273
| -20% | -$10M |
|
565
PG&E
PCG
$38.5B
| $38.5M | 0.03% |
729,994
+358,644
| +97% | +$18.3M |
|
566
American Electric Power
AEP
$69.8B
| $38.4M | 0.03% |
674,907
-582,342
| -46% | -$32.3M |
|
|
567
Freeport-McMoran
FCX
$90.3B
| $38.3M | 0.03% |
3,954,112
-22,358,115
| -85% | -$268M |
|
568
PUT
Best Buy
BBY
$18.3B
| $38.3M | 0.03% |
1,031,600
| – | – |
|
569
PUT
Transocean
RIG
$5.89B
| $38.3M | 0.03% |
2,961,736
+119,105
| +4% | +$1.65M |
|
570
United Airlines
UAL
$39.6B
| $38.1M | 0.03% |
717,906
-721,530
| -50% | -$40.7M |
|
|
SE
571
DELISTED
Spectra Energy Corp Wi
SE
| $38.1M | 0.03% |
1,449,171
-45,624
| -3% | -$1.33M |
|
572
Corning
GLW
$121B
| $37.9M | 0.03% |
2,216,252
-144,783
| -6% | -$2.6M |
|
573
Alaska Air
ALK
$5.31B
| $37.9M | 0.03% |
477,202
+88,083
| +23% | +$6.73M |
|
574
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $37.9M | 0.03% |
455,000
+255,000
| +128% | +$22.1M |
|
|
YHOO
575
CALL
DELISTED
Yahoo Inc
YHOO
| $37.8M | 0.03% |
1,309,050
-4,637,950
| -78% | -$161M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.