UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CALA
5651
DELISTED
Calithera Biosciences, Inc
CALA
| $118K | ﹤0.01% |
1,910
+1,190
| +165% | +$95.3K |
|
|
LEVL
5652
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
| $118K | ﹤0.01% |
4,896
+2,731
| +126% | +$65.3K |
|
|
NRCG
5653
DELISTED
NRC Group Holdings Corp.
NRCG
| $118K | ﹤0.01% |
9,446
+6,305
| +201% | +$75.2K |
|
5654
Acacia Research
ACTG
$452M
| $117K | ﹤0.01% |
43,789
+27,820
| +174% | +$77.6K |
|
5655
First Seacoast Bancorp
FSEA
$80.1M
| $117K | ﹤0.01% |
+10,426
| New | +$113K |
|
5656
Amplify Online Retail ETF
IBUY
$109M
| $117K | ﹤0.01% |
2,508
+2,115
| +538% | +$104K |
|
5657
PUT
Lockheed Martin
LMT
$134B
| $117K | ﹤0.01% |
300
-100
| -25% | -$37.6K |
|
5658
Spero Therapeutics
SPRO
$73M
| $117K | ﹤0.01% |
11,051
-751
| -6% | -$7.91K |
|
|
TTSH
5659
DELISTED
Tile Shop Holdings
TTSH
| $117K | ﹤0.01% |
36,714
+24,369
| +197% | +$74.5K |
|
5660
ProShares Ultra 7-10 Year Treasury
UST
$15.1M
| $117K | ﹤0.01% |
1,811
-1,037
| -36% | -$66.3K |
|
|
TPCO
5661
DELISTED
Tribune Publishing Company Common Stock
TPCO
| $117K | ﹤0.01% |
13,584
+10,470
| +336% | +$83.9K |
|
|
DGL
5662
DELISTED
Invesco DB Gold Fund
DGL
| $117K | ﹤0.01% |
2,608
+775
| +42% | +$34.9K |
|
5663
CorMedix
CRMD
$588M
| $116K | ﹤0.01% |
18,232
+12,090
| +197% | +$102K |
|
5664
Citi Trends
CTRN
$600M
| $116K | ﹤0.01% |
6,324
+4,234
| +203% | +$68.7K |
|
5665
CALL
Monster Beverage
MNST
$92B
| $116K | ﹤0.01% |
4,000
-162,200
| -98% | -$4.91M |
|
|
PGZ
5666
Principal Real Estate Income Fund
PGZ
$68.5M
| $116K | ﹤0.01% |
5,680
-83
| -1% | -$1.63K |
|
|
SPE
5667
Special Opportunities Fund
SPE
$142M
| $116K | ﹤0.01% |
8,530
-2,271
| -21% | -$30.2K |
|
5668
WisdomTree
WT
$3.26B
| $116K | ﹤0.01% |
22,079
-5,012
| -19% | -$28.3K |
|
|
STMP
5669
DELISTED
Stamps.com, Inc.
STMP
| $116K | ﹤0.01% |
1,556
-2,034
| -57% | -$119K |
|
5670
Virtus Biotech ETF
BBP
$98.1M
| $115K | ﹤0.01% |
3,210
+1,112
| +53% | +$42.6K |
|
5671
HF Foods Group
HFFG
$77.5M
| $115K | ﹤0.01% |
6,772
+4,401
| +186% | +$87.3K |
|
5672
X4 Pharmaceuticals
XFOR
$393M
| $115K | ﹤0.01% |
302
+260
| +619% | +$103K |
|
5673
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$670M
| $115K | ﹤0.01% |
3,767
-6,085
| -62% | -$178K |
|
5674
Constellium
CSTM
$3.88B
| $114K | ﹤0.01% |
8,948
-21,574
| -71% | -$254K |
|
5675
Hovnanian Enterprises
HOV
$786M
| $114K | ﹤0.01% |
5,905
+1,396
| +31% | +$13.3K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.