UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5576
CVRx
CVRX
$63.4M
| $142K | ﹤0.01% |
8,600
+7,741
| +901% | +$148K |
|
5577
Hayward Holdings
HAYW
$3.36B
| $142K | ﹤0.01% |
6,366
+524
| +9% | +$11.8K |
|
5578
LSB Industries
LXU
$693M
| $142K | ﹤0.01% |
18,053
-1,539
| -8% | -$9.58K |
|
5579
Freedom Holding
FRHC
$9.49B
| $141K | ﹤0.01% |
2,245
+616
| +38% | +$39.1K |
|
5580
Galicia Financial Group
GGAL
$7.42B
| $141K | ﹤0.01% |
13,967
+7,358
| +111% | +$67.4K |
|
|
HUT
5581
Hut 8
HUT
$10.9B
| $141K | ﹤0.01% |
3,346
+1,674
| +100% | +$55.7K |
|
5582
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$473M
| $141K | ﹤0.01% |
+1,610
| New | +$144K |
|
5583
Perion Network
PERI
$386M
| $141K | ﹤0.01% |
8,114
-338,354
| -98% | -$6.45M |
|
|
SCHQ
5584
Schwab Long-Term US Treasury ETF
SCHQ
$798M
| $141K | ﹤0.01% |
2,816
+2,350
| +504% | +$121K |
|
|
SNBR
5585
DELISTED
Sleep Number
SNBR
| $141K | ﹤0.01% |
1,504
+81
| +6% | +$8.04K |
|
|
DXGE
5586
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
| $141K | ﹤0.01% |
4,016
+151
| +4% | +$5.4K |
|
5587
Arrow Financial
AROW
$652M
| $140K | ﹤0.01% |
4,336
+1,550
| +56% | +$50.9K |
|
5588
Cambria Global Value ETF
GVAL
$596M
| $140K | ﹤0.01% |
6,056
-774
| -11% | -$18.1K |
|
5589
Liberty Latin America Class A
LILA
$1.67B
| $140K | ﹤0.01% |
15,709
+2,083
| +15% | +$19.2K |
|
5590
Privia Health
PRVA
$2.87B
| $140K | ﹤0.01% |
5,917
+1,544
| +35% | +$53.9K |
|
5591
Grupo Aeroportuario del Sureste
ASR
$8.3B
| $139K | ﹤0.01% |
742
-63
| -8% | -$11.4K |
|
|
HGLB
5592
Highland Global Allocation Fund
HGLB
$177M
| $139K | ﹤0.01% |
15,329
+15,022
| +4,893% | +$144K |
|
5593
Mirion Technologies
MIR
$3.91B
| $139K | ﹤0.01% |
13,623
-15,420
| -53% | -$156K |
|
5594
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
| $139K | ﹤0.01% |
3,709
+164
| +5% | +$6.33K |
|
5595
Titan Machinery
TITN
$445M
| $139K | ﹤0.01% |
5,397
+4,766
| +755% | +$134K |
|
5596
Towne Bank
TOWN
$3.42B
| $139K | ﹤0.01% |
4,465
+17
| +0.4% | +$511 |
|
5597
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$147M
| $139K | ﹤0.01% |
313
| – | – |
|
|
SBOW
5598
DELISTED
SilverBow Resources, Inc.
SBOW
| $139K | ﹤0.01% |
5,654
+248
| +5% | +$5.01K |
|
|
GSEVU
5599
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
| $139K | ﹤0.01% |
14,078
+1,578
| +13% | +$15.8K |
|
5600
Argan
AGX
$8.37B
| $138K | ﹤0.01% |
3,168
+881
| +39% | +$39.8K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.