UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5551
Univest Financial
UVSP
$1.18B
| $147K | ﹤0.01% |
5,359
-10,377
| -66% | -$278K |
|
5552
ProShares Ultra Financials
UYG
$847M
| $147K | ﹤0.01% |
+2,314
| New | +$149K |
|
|
VLD
5553
DELISTED
Velo3D, Inc.
VLD
| $147K | ﹤0.01% |
+500
| New | +$173K |
|
|
MOON
5554
DELISTED
Direxion Moonshot Innovators ETF
MOON
| $147K | ﹤0.01% |
4,595
+2,034
| +79% | +$67.5K |
|
5555
PUT
Advance Auto Parts
AAP
$3.49B
| $146K | ﹤0.01% |
700
-143,900
| -100% | -$30M |
|
|
AMWD
5556
DELISTED
American Woodmark
AMWD
| $146K | ﹤0.01% |
2,226
-1,063
| -32% | -$78.1K |
|
5557
Forrester Research
FORR
$224M
| $146K | ﹤0.01% |
2,951
-5,034
| -63% | -$236K |
|
|
HEPS
5558
D-Market Electronic Services & Trading
HEPS
$990M
| $146K | ﹤0.01% |
+21,199
| New | +$231K |
|
5559
Resources Connection
RGP
$145M
| $146K | ﹤0.01% |
9,276
-45,935
| -83% | -$691K |
|
5560
Retractable Technologies
RVP
$20.1M
| $146K | ﹤0.01% |
13,199
+1,888
| +17% | +$22.1K |
|
5561
SelectQuote
SLQT
$121M
| $146K | ﹤0.01% |
11,293
+10,895
| +2,737% | +$164K |
|
5562
Winmark
WINA
$1.32B
| $146K | ﹤0.01% |
681
+335
| +97% | +$68.9K |
|
|
POLY
5563
DELISTED
Plantronics, Inc.
POLY
| $146K | ﹤0.01% |
5,682
-8,078
| -59% | -$254K |
|
|
CAF
5564
Morgan Stanley China A Share Fund
CAF
$327M
| $145K | ﹤0.01% |
6,860
-1,910
| -22% | -$40.8K |
|
5565
PAVmed
PAVM
$33.9M
| $145K | ﹤0.01% |
+38
| New | +$120K |
|
5566
LCNB Corp
LCNB
$283M
| $144K | ﹤0.01% |
8,243
+93
| +1% | +$1.59K |
|
5567
MakeMyTrip
MMYT
$5.64B
| $144K | ﹤0.01% |
5,308
-318
| -6% | -$8.6K |
|
|
FSRXU
5568
DELISTED
FinServ Acquisition Corp. II Unit
FSRXU
| $144K | ﹤0.01% |
14,566
-894
| -6% | -$8.88K |
|
|
EVLO
5569
CALL
DELISTED
Evelo Biosciences, Inc. Common Stock
EVLO
| $144K | ﹤0.01% |
+1,020
| New | +$202K |
|
5570
AC Immune
ACIU
$240M
| $143K | ﹤0.01% |
21,315
+20,162
| +1,749% | +$144K |
|
5571
Black Diamond Therapeutics
BDTX
$112M
| $143K | ﹤0.01% |
16,821
+5,454
| +48% | +$53.9K |
|
5572
Neonode
NEON
$16.2M
| $143K | ﹤0.01% |
+14,176
| New | +$84.8K |
|
|
SPTN
5573
DELISTED
SpartanNash
SPTN
| $143K | ﹤0.01% |
6,485
+2,115
| +48% | +$42.5K |
|
5574
VictoryShares US Value Momentum ETF
ULVM
$269M
| $143K | ﹤0.01% |
2,214
-11
| -0.5% | -$730 |
|
|
FRG
5575
DELISTED
Franchise Group, Inc.
FRG
| $143K | ﹤0.01% |
4,034
+2,082
| +107% | +$72.6K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.