UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UNT
5526
DELISTED
UNIT Corporation
UNT
| $139K | ﹤0.01% |
41,404
-8,252
| -17% | -$40.6K |
|
5527
Crinetics Pharmaceuticals
CRNX
$8.9B
| $138K | ﹤0.01% |
9,199
+8,514
| +1,243% | +$166K |
|
5528
iShares MSCI Finland ETF
EFNL
$247M
| $138K | ﹤0.01% |
3,800
+974
| +34% | +$35.6K |
|
5529
KraneShares MSCI All China Health Care Index ETF
KURE
$100M
| $138K | ﹤0.01% |
6,552
+4,557
| +228% | +$95.2K |
|
5530
Superior Group of Companies
SGC
$225M
| $138K | ﹤0.01% |
8,545
+4,885
| +133% | +$76.2K |
|
5531
Surgery Partners
SGRY
$1.95B
| $138K | ﹤0.01% |
18,714
+14,035
| +300% | +$100K |
|
5532
Tiptree Inc
TIPT
$667M
| $138K | ﹤0.01% |
18,975
+14,413
| +316% | +$97.3K |
|
|
FCCY
5533
DELISTED
1st Constitution Bancorp
FCCY
| $138K | ﹤0.01% |
7,362
+4,031
| +121% | +$72.1K |
|
|
BPT
5534
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
| $137K | ﹤0.01% |
14,905
+271
| +2% | +$2.8K |
|
5535
Donegal Group Class A
DGICA
$725M
| $137K | ﹤0.01% |
9,318
+5,764
| +162% | +$83.9K |
|
|
VIVS
5536
VivoSim Labs
VIVS
$1.15M
| $137K | ﹤0.01% |
2,181
-143
| -6% | -$12K |
|
|
SHOS
5537
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
| $137K | ﹤0.01% |
39,895
-3,045
| -7% | -$9K |
|
5538
First Majestic Silver
AG
$8.52B
| $136K | ﹤0.01% |
14,987
-16,500
| -52% | -$161K |
|
|
HIMX
5539
CALL
Himax Technologies
HIMX
$2.4B
| $136K | ﹤0.01% |
60,000
| – | – |
|
5540
VanEck Merk Gold Trust
OUNZ
$2.63B
| $136K | ﹤0.01% |
9,404
-4,064
| -30% | -$58.7K |
|
|
UBX
5541
DELISTED
Unity Biotechnology
UBX
| $136K | ﹤0.01% |
2,237
-1,233
| -36% | -$87.2K |
|
|
MMAC
5542
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
| $136K | ﹤0.01% |
4,550
+3,036
| +201% | +$92.9K |
|
5543
Enterprise Financial Services Corp
EFSC
$2.4B
| $135K | ﹤0.01% |
3,295
+1,281
| +64% | +$51.6K |
|
5544
Oil-Dri
ODC
$1.4B
| $135K | ﹤0.01% |
7,946
+6,112
| +333% | +$101K |
|
5545
Pure Cycle
PCYO
$257M
| $135K | ﹤0.01% |
13,147
+8,687
| +195% | +$92.6K |
|
|
ECHO
5546
EchoStar
ECHO
$25.3B
| $135K | ﹤0.01% |
3,430
+183
| +6% | +$6.61K |
|
5547
Scholar Rock
SRRK
$6.31B
| $135K | ﹤0.01% |
15,091
+11,711
| +346% | +$140K |
|
5548
Energous
WATT
$98.5M
| $135K | ﹤0.01% |
68
+11
| +19% | +$25.6K |
|
|
TCRR
5549
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
| $135K | ﹤0.01% |
8,972
+7,375
| +462% | +$115K |
|
|
AGGP
5550
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
| $135K | ﹤0.01% |
6,840
-420
| -6% | -$8.23K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.