UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5501
Distribution Solutions Group
DSGR
$1.61B
| $143K | ﹤0.01% |
7,338
+5,836
| +389% | +$113K |
|
5502
Evolent Health
EVH
$404M
| $143K | ﹤0.01% |
19,852
-2,382
| -11% | -$17.1K |
|
5503
IDT Corp
IDT
$1.65B
| $143K | ﹤0.01% |
13,561
+7,379
| +119% | +$73.7K |
|
5504
VictoryShares US Value Momentum ETF
ULVM
$268M
| $143K | ﹤0.01% |
2,787
+1,938
| +228% | +$99.1K |
|
5505
Willis Lease Finance
WLFC
$1.35B
| $143K | ﹤0.01% |
7,743
+3,318
| +75% | +$66.9K |
|
5506
iShares Global Timber & Forestry ETF
WOOD
$270M
| $143K | ﹤0.01% |
2,437
+26
| +1% | +$1.48K |
|
5507
ProShares UltraShort Yen
YCS
$29.6M
| $143K | ﹤0.01% |
7,644
-5,260
| -41% | -$96.2K |
|
|
REGI
5508
DELISTED
Renewable Energy Group, Inc.
REGI
| $143K | ﹤0.01% |
9,531
-65,369
| -87% | -$902K |
|
5509
Northeast Bank
NBN
$1.14B
| $142K | ﹤0.01% |
6,389
+4,350
| +213% | +$92.6K |
|
|
CHMA
5510
DELISTED
Chiasma, Inc. Common Stock
CHMA
| $142K | ﹤0.01% |
28,638
+22,077
| +336% | +$125K |
|
5511
Direxion Daily Aerospace & Defense Bull 3X ETF
DFEN
$435M
| $141K | ﹤0.01% |
+2,354
| New | +$131K |
|
5512
Goldman Sachs ActiveBeta Europe Equity ETF
GSEU
$126M
| $141K | ﹤0.01% |
4,854
+257
| +6% | +$7.46K |
|
5513
ICL Group
ICL
$6.8B
| $141K | ﹤0.01% |
28,116
-22,199
| -44% | -$111K |
|
5514
KVH Industries
KVHI
$162M
| $141K | ﹤0.01% |
13,237
+5,493
| +71% | +$54.5K |
|
5515
O-I Glass
OI
$1.09B
| $141K | ﹤0.01% |
13,742
-90,876
| -87% | -$1.17M |
|
|
AGEN
5516
Agenus
AGEN
$312M
| $140K | ﹤0.01% |
2,762
+1,784
| +182% | +$95.5K |
|
5517
eGain
EGAN
$202M
| $140K | ﹤0.01% |
17,555
+11,697
| +200% | +$89.5K |
|
|
MRSH
5518
PUT
Marsh
MRSH
$92.2B
| $140K | ﹤0.01% |
1,400
+800
| +133% | +$80K |
|
|
JAX
5519
DELISTED
J. Alexander's Holdings, Inc.
JAX
| $140K | ﹤0.01% |
11,928
+9,440
| +379% | +$107K |
|
|
AKRO
5520
DELISTED
Akero Therapeutics
AKRO
| $139K | ﹤0.01% |
6,108
+4,990
| +446% | +$116K |
|
|
BRT
5521
BRT Apartments
BRT
$271M
| $139K | ﹤0.01% |
9,526
-19,385
| -67% | -$271K |
|
|
CASI
5522
DELISTED
CASI Pharmaceuticals
CASI
| $139K | ﹤0.01% |
4,156
+2,798
| +206% | +$89.8K |
|
5523
ProShares UltraShort FTSE China 50 of ProShares Trust
FXP
$5.82M
| $139K | ﹤0.01% |
1,021
+960
| +1,574% | +$128K |
|
5524
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$470M
| $139K | ﹤0.01% |
+2,082
| New | +$138K |
|
5525
Norwood Financial Corp
NWFL
$370M
| $139K | ﹤0.01% |
4,403
+3,395
| +337% | +$111K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.