UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5476
CALL
Teva Pharmaceuticals
TEVA
$41.2B
| $260K | ﹤0.01% |
32,500
| – | – |
|
5477
Atlanticus Holdings
ATLC
$1.52B
| $259K | ﹤0.01% |
+3,637
| New | +$243K |
|
5478
Cogent Communications
CCOI
$508M
| $259K | ﹤0.01% |
3,541
-3,446
| -49% | -$259K |
|
|
AUD
5479
DELISTED
Audacy, Inc.
AUD
| $259K | ﹤0.01% |
100,805
-52,700
| -34% | -$162K |
|
5480
ClearPoint Neuro
CLPT
$433M
| $258K | ﹤0.01% |
23,007
+2,621
| +13% | +$39.2K |
|
|
DTF
5481
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
| $257K | ﹤0.01% |
17,932
+1,858
| +12% | +$26.6K |
|
5482
Freshpet
FRPT
$3.22B
| $256K | ﹤0.01% |
2,694
-11,576
| -81% | -$1.44M |
|
5483
Blend Labs
BLND
$386M
| $255K | ﹤0.01% |
+34,765
| New | +$403K |
|
5484
American Century Focused Dynamic Growth ETF
FDG
$431M
| $255K | ﹤0.01% |
+3,163
| New | +$266K |
|
5485
Traeger
COOK
$172M
| $254K | ﹤0.01% |
417
+159
| +62% | +$133K |
|
5486
Dycom Industries
DY
$12.3B
| $254K | ﹤0.01% |
2,718
+1,157
| +74% | +$97.8K |
|
5487
SOPHiA GENETICS
SOPH
$647M
| $254K | ﹤0.01% |
18,014
+7,358
| +69% | +$108K |
|
|
SONX
5488
DELISTED
Sonendo, Inc.
SONX
| $254K | ﹤0.01% |
+43,981
| New | +$396K |
|
|
RADA
5489
DELISTED
Rada Electronic Industries Ltd
RADA
| $254K | ﹤0.01% |
26,939
-36,411
| -57% | -$365K |
|
5490
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.93B
| $253K | ﹤0.01% |
12,086
-143
| -1% | -$3K |
|
5491
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$161M
| $253K | ﹤0.01% |
3,420
+2,320
| +211% | +$183K |
|
5492
ProShares UltraPro QQQ
TQQQ
$37.4B
| $253K | ﹤0.01% |
+6,088
| New | +$236K |
|
5493
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
| $253K | ﹤0.01% |
4,026
-502
| -11% | -$31.5K |
|
5494
Aterian
ATER
$5.37M
| $252K | ﹤0.01% |
5,100
+4,495
| +743% | +$333K |
|
5495
Scholastic
SCHL
$792M
| $252K | ﹤0.01% |
6,318
-17,886
| -74% | -$674K |
|
5496
Daily Journal
DJCO
$778M
| $251K | ﹤0.01% |
705
+552
| +361% | +$195K |
|
|
PRLHU
5497
DELISTED
Pearl Holdings Acquisition Corp Unit
PRLHU
| $250K | ﹤0.01% |
+25,000
| New | +$250K |
|
5498
First Bank
FRBA
$454M
| $249K | ﹤0.01% |
17,106
+16,008
| +1,458% | +$238K |
|
5499
Seneca Foods Class A
SENEA
$1.21B
| $249K | ﹤0.01% |
5,195
+2,482
| +91% | +$122K |
|
|
AFMD
5500
DELISTED
Affimed
AFMD
| $248K | ﹤0.01% |
+4,491
| New | +$277K |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.