UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
CALL
Uber
UBER
$142B
| $93.7M | 0.03% |
2,037,940
+167,501
| +9% | +$7.65M |
|
527
PUT
Shopify
SHOP
$183B
| $93.6M | 0.03% |
1,716,100
-30,000
| -2% | -$1.82M |
|
528
Vanguard Extended Market ETF
VXF
$30.4B
| $93M | 0.03% |
649,081
-6,294
| -1% | -$944K |
|
529
CALL
Datadog
DDOG
$97.4B
| $93M | 0.03% |
1,020,900
+1,018,400
| +40,736% | +$101M |
|
530
CALL
Bristol-Myers Squibb
BMY
$127B
| $92.7M | 0.03% |
1,597,900
+556,500
| +53% | +$34.1M |
|
531
Corning
GLW
$134B
| $92.6M | 0.03% |
3,037,622
+317,190
| +12% | +$10.4M |
|
532
Johnson Controls International
JCI
$90B
| $92.4M | 0.03% |
1,736,543
+124,879
| +8% | +$7.71M |
|
533
Seadrill
SDRL
$2.87B
| $92.2M | 0.03% |
2,058,840
+1,664,527
| +422% | +$77.5M |
|
534
LyondellBasell Industries
LYB
$19.1B
| $91.8M | 0.03% |
969,498
+74,823
| +8% | +$7.19M |
|
535
Dimensional US Core Equity 2 ETF
DFAC
$48.7B
| $91.6M | 0.03% |
3,496,325
+143,263
| +4% | +$3.91M |
|
536
Hershey
HSY
$33.7B
| $91.5M | 0.03% |
457,171
-48,049
| -10% | -$10.8M |
|
537
Logitech
LOGI
$14.5B
| $91.3M | 0.03% |
1,324,100
-324,672
| -20% | -$21.9M |
|
538
CALL
Kinder Morgan
KMI
$68.8B
| $91.2M | 0.03% |
5,498,100
+202,900
| +4% | +$3.5M |
|
539
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
| $90.8M | 0.03% |
2,049,624
+24,430
| +1% | +$1.14M |
|
540
Halliburton
HAL
$27.2B
| $90.6M | 0.03% |
2,237,806
+137,222
| +7% | +$5.38M |
|
541
ICICI Bank
IBN
$99.7B
| $90.3M | 0.03% |
3,906,080
-31,563
| -0.8% | -$743K |
|
542
PUT
Williams Companies
WMB
$85.5B
| $90.1M | 0.03% |
2,675,800
+271,700
| +11% | +$9.27M |
|
543
State Street Materials Select Sector SPDR ETF
XLB
$8.14B
| $89.8M | 0.03% |
2,285,728
-1,658,466
| -42% | -$68.1M |
|
544
HP
HPQ
$28.5B
| $89.7M | 0.03% |
3,490,741
+306,326
| +10% | +$9.4M |
|
545
Aflac
AFL
$56.9B
| $89.6M | 0.03% |
1,167,297
-167,037
| -13% | -$12.4M |
|
|
546
PUT
Kinder Morgan
KMI
$68.8B
| $88.6M | 0.03% |
5,341,700
+627,800
| +13% | +$10.8M |
|
|
547
Shopify
SHOP
$183B
| $88.4M | 0.03% |
1,620,057
+63,365
| +4% | +$3.84M |
|
548
General Motors
GM
$71.8B
| $88.1M | 0.03% |
2,672,714
+49,379
| +2% | +$1.75M |
|
549
Autodesk
ADSK
$44.7B
| $88M | 0.03% |
425,406
-17,234
| -4% | -$3.62M |
|
|
VMW
550
DELISTED
VMware, Inc
VMW
| $88M | 0.03% |
528,452
-306,701
| -37% | -$49.1M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.