UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Suncor Energy
SU
$78.9B
| $42.7M | 0.03% |
1,597,339
+135,220
| +9% | +$3.63M |
|
527
CALL
AB InBev
BUD
$167B
| $42.6M | 0.03% |
401,100
+399,600
| +26,640% | +$46.4M |
|
528
CALL
Baidu
BIDU
$37.4B
| $42.4M | 0.03% |
308,400
-105,805
| -26% | -$17.4M |
|
529
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.3B
| $42.3M | 0.03% |
2,717,485
+31,760
| +1% | +$524K |
|
530
HSBC
HSBC
$365B
| $42M | 0.03% |
1,244,782
-88,438
| -7% | -$3.31M |
|
531
PUT
United States Oil Fund
USO
$2.14B
| $42M | 0.03% |
357,713
+236,500
| +195% | +$29.1M |
|
|
MTGE
532
DELISTED
MTGE Investment Corp. Common Stock
MTGE
| $41.7M | 0.03% |
2,831,662
+1,704,310
| +151% | +$26.9M |
|
533
Bank of Montreal
BMO
$126B
| $41.6M | 0.03% |
762,077
+113,734
| +18% | +$6.25M |
|
|
534
AB InBev
BUD
$167B
| $41.6M | 0.03% |
390,889
-40,185
| -9% | -$4.67M |
|
535
PUT
Procter & Gamble
PG
$335B
| $41.5M | 0.03% |
576,652
+50,452
| +10% | +$3.78M |
|
536
FS KKR Capital
FSK
$2.96B
| $41.4M | 0.03% |
1,110,586
-151,152
| -12% | -$6.08M |
|
537
PUT
AbbVie
ABBV
$445B
| $41.4M | 0.03% |
760,300
-170,400
| -18% | -$11.1M |
|
538
PUT
Western Digital
WDC
$191B
| $41.4M | 0.03% |
688,754
+439,898
| +177% | +$26.5M |
|
539
PUT
iShares Biotechnology ETF
IBB
$9.31B
| $41.3M | 0.03% |
408,300
+408,000
| +136,000% | +$48.9M |
|
|
INXN
540
DELISTED
Interxion Holding N.V.
INXN
| $41.1M | 0.03% |
1,519,522
+26,989
| +2% | +$748K |
|
541
Mohawk Industries
MHK
$7.63B
| $41.1M | 0.03% |
226,304
-24,772
| -10% | -$4.91M |
|
|
PPL
542
PPL Corp
PPL
$26.6B
| $40.7M | 0.03% |
1,238,578
+567,838
| +85% | +$17.8M |
|
543
Barron's 400 ETF
BFOR
$230M
| $40.7M | 0.03% |
5,496,520
+134,868
| +3% | +$1.07M |
|
544
Lincoln National
LNC
$8.77B
| $40.6M | 0.03% |
855,541
-116,771
| -12% | -$6.26M |
|
|
VIAB
545
DELISTED
Viacom Inc. Class B
VIAB
| $40.5M | 0.03% |
937,552
+74,101
| +9% | +$3.67M |
|
546
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $40.4M | 0.03% |
381,709
+96,135
| +34% | +$10.2M |
|
547
Chubb
CB
$136B
| $40.3M | 0.03% |
390,024
-267,562
| -41% | -$28M |
|
548
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
| $40.2M | 0.03% |
1,439,456
+925
| +0.1% | +$27.7K |
|
549
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
| $40.2M | 0.03% |
841,193
+417,517
| +99% | +$20.8M |
|
550
CALL
BP
BP
$115B
| $40.1M | 0.03% |
1,559,427
-365,344
| -19% | -$10.7M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.