UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5426
Energy Recovery
ERII
$357M
| $149K | ﹤0.01% |
10,914
-66,879
| -86% | -$713K |
|
|
FLIC
5427
DELISTED
First of Long Island Corp
FLIC
| $149K | ﹤0.01% |
8,320
+5,946
| +250% | +$100K |
|
|
LAND
5428
Gladstone Land Corp
LAND
$407M
| $149K | ﹤0.01% |
10,154
+7,062
| +228% | +$103K |
|
5429
Rafael Holdings
RFL
$107M
| $149K | ﹤0.01% |
6,485
+1,081
| +20% | +$21.3K |
|
|
XXII
5430
22nd Century Group
XXII
$1.28M
| – | – |
0
| – | – |
|
5431
Sprott Junior Gold Miners ETF
SGDJ
$363M
| $148K | ﹤0.01% |
3,020
| – | – |
|
5432
StepStone Group
STEP
$3.81B
| $148K | ﹤0.01% |
3,718
+2,718
| +272% | +$78.8K |
|
5433
Tidewater
TDW
$4.31B
| $148K | ﹤0.01% |
17,161
+4,249
| +33% | +$33.7K |
|
5434
VictoryShares US Small Mid Cap Value Momentum ETF
USVM
$1.73B
| $148K | ﹤0.01% |
2,482
-649
| -21% | -$35.5K |
|
|
PVLA
5435
Palvella Therapeutics
PVLA
$2.17B
| $148K | ﹤0.01% |
738
+150
| +26% | +$31.2K |
|
5436
Accel Entertainment
ACEL
$915M
| $147K | ﹤0.01% |
14,586
+6,252
| +75% | +$65.5K |
|
5437
EVI Industries
EVI
$233M
| $147K | ﹤0.01% |
4,938
+258
| +6% | +$7.91K |
|
5438
Greif Class B
GEF.B
$4.1B
| $147K | ﹤0.01% |
3,034
-266
| -8% | -$12.6K |
|
|
MSB
5439
Mesabi Trust
MSB
$266M
| $147K | ﹤0.01% |
5,253
-1,210
| -19% | -$29.4K |
|
5440
NRC Health Common Stock
NRC
$455M
| $147K | ﹤0.01% |
3,442
+750
| +28% | +$38.5K |
|
|
SWTX
5441
DELISTED
SpringWorks Therapeutics
SWTX
| $147K | ﹤0.01% |
2,017
+1,541
| +324% | +$99.2K |
|
|
SCU
5442
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $147K | ﹤0.01% |
9,684
+2,682
| +38% | +$35.4K |
|
|
BCV
5443
Bancroft Fund
BCV
$133M
| $146K | ﹤0.01% |
4,847
-2,012
| -29% | -$55K |
|
5444
Moog Inc Class B
MOG.B
| $146K | ﹤0.01% |
1,837
+1,617
| +735% | +$120K |
|
5445
Outset Medical
OM
$59.2M
| $146K | ﹤0.01% |
172
+136
| +378% | +$105K |
|
5446
PUT
Suncor Energy
SU
$81.2B
| $146K | ﹤0.01% |
8,700
| – | – |
|
|
DXGE
5447
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
| $146K | ﹤0.01% |
4,693
+375
| +9% | +$11.2K |
|
5448
AMC Entertainment Holdings
AMC
$2.41B
| $145K | ﹤0.01% |
6,863
-21,762
| -76% | -$711K |
|
5449
ANI Pharmaceuticals
ANIP
$1.75B
| $145K | ﹤0.01% |
4,993
-2,988
| -37% | -$85.6K |
|
|
NARI
5450
DELISTED
Inari Medical, Inc. Common Stock
NARI
| $145K | ﹤0.01% |
1,668
+1,040
| +166% | +$73.5K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.