UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NRAC
5401
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
| $287K | ﹤0.01% |
29,571
+24,900
| +533% | +$243K |
|
|
PLM
5402
DELISTED
PolyMet Mining Corp.
PLM
| $287K | ﹤0.01% |
114,992
+8,150
| +8% | +$24.8K |
|
5403
HNI Corp
HNI
$3.59B
| $286K | ﹤0.01% |
6,815
+5,261
| +339% | +$211K |
|
5404
Shinhan Financial Group
SHG
$35.6B
| $286K | ﹤0.01% |
9,235
+1,696
| +22% | +$54.4K |
|
5405
Warby Parker
WRBY
$3.27B
| $286K | ﹤0.01% |
6,141
+5,791
| +1,655% | +$301K |
|
|
VJET
5406
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
| $286K | ﹤0.01% |
48,437
+9,010
| +23% | +$72K |
|
|
PW
5407
Power REIT
PW
$2.84M
| $285K | ﹤0.01% |
413
-11
| -3% | -$6.21K |
|
5408
Teekay
TK
$985M
| $285K | ﹤0.01% |
90,731
+17,542
| +24% | +$60.5K |
|
|
CFB
5409
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
| $285K | ﹤0.01% |
18,259
+18,213
| +39,593% | +$265K |
|
|
PRPB.U
5410
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
| $285K | ﹤0.01% |
27,941
-1,260
| -4% | -$12.8K |
|
|
SPCK
5411
The SPAC and New Issue ETF
SPCK
$8.26M
| $284K | ﹤0.01% |
10,161
+5,534
| +120% | +$158K |
|
5412
Latham Group
SWIM
$880M
| $284K | ﹤0.01% |
11,348
+10,313
| +996% | +$204K |
|
|
CONN
5413
DELISTED
Conn's Inc.
CONN
| $284K | ﹤0.01% |
12,074
+4,768
| +65% | +$108K |
|
5414
Krispy Kreme
DNUT
$577M
| $283K | ﹤0.01% |
14,956
+10,564
| +241% | +$155K |
|
5415
OrthoPediatrics
KIDS
$595M
| $283K | ﹤0.01% |
4,724
+4,303
| +1,022% | +$268K |
|
|
PVBC
5416
DELISTED
Provident Bancorp
PVBC
| $282K | ﹤0.01% |
15,140
+5,246
| +53% | +$94.6K |
|
5417
SunCoke Energy
SXC
$797M
| $282K | ﹤0.01% |
42,852
+41,134
| +2,394% | +$273K |
|
|
SWZ
5418
Swiss Helvetia Fund
SWZ
$77.5M
| $280K | ﹤0.01% |
28,211
| – | – |
|
|
AIFU
5419
AIFU Inc
AIFU
$221M
| $280K | ﹤0.01% |
96
-892
| -90% | -$4.28M |
|
|
CUTR
5420
DELISTED
Cutera, Inc.
CUTR
| $280K | ﹤0.01% |
6,788
+5,942
| +702% | +$244K |
|
|
MTEM
5421
DELISTED
Molecular Templates, Inc.
MTEM
| $280K | ﹤0.01% |
4,767
+1,451
| +44% | +$109K |
|
5422
Arqit Quantum
ARQQ
$399M
| $279K | ﹤0.01% |
+467
| New | +$260K |
|
5423
AXT Inc
AXTI
$5.8B
| $278K | ﹤0.01% |
31,499
+15,127
| +92% | +$128K |
|
|
ONEM
5424
DELISTED
1Life Healthcare
ONEM
| $278K | ﹤0.01% |
15,828
-27,159
| -63% | -$527K |
|
|
AEPPL
5425
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
| $278K | ﹤0.01% |
5,552
-400
| -7% | -$19.7K |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.