UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HYACU
5401
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
| $262K | ﹤0.01% |
24,921
-79
| -0.3% | -$825 |
|
|
VAL
5402
PUT
DELISTED
Valaris plc Class A Ordinary Share
VAL
| $262K | ﹤0.01% |
40,000
| – | – |
|
|
MRSN
5403
DELISTED
Mersana Therapeutics
MRSN
| $261K | ﹤0.01% |
1,819
+679
| +60% | +$49.6K |
|
5404
South Plains Financial
SPFI
$838M
| $261K | ﹤0.01% |
12,496
+8,342
| +201% | +$151K |
|
5405
C&F Financial
CFFI
$277M
| $260K | ﹤0.01% |
4,694
+1,544
| +49% | +$82.3K |
|
5406
Esquire Financial Holdings
ESQ
$1.12B
| $260K | ﹤0.01% |
10,001
+1,854
| +23% | +$45.3K |
|
|
SA
5407
Seabridge Gold
SA
$3.36B
| $260K | ﹤0.01% |
18,800
+9,278
| +97% | +$117K |
|
|
FNHC
5408
DELISTED
FedNat Holding Company Common Stock
FNHC
| $260K | ﹤0.01% |
15,606
+6,530
| +72% | +$97.6K |
|
|
SRACU
5409
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
| $260K | ﹤0.01% |
+25,300
| New | +$256K |
|
5410
PUT
Park Hotels & Resorts
PK
$2.92B
| $259K | ﹤0.01% |
+10,000
| New | +$239K |
|
5411
Scholar Rock
SRRK
$6.32B
| $259K | ﹤0.01% |
19,636
+4,545
| +30% | +$43.6K |
|
5412
Stoke Therapeutics
STOK
$2.08B
| $259K | ﹤0.01% |
9,149
+3,075
| +51% | +$77.3K |
|
|
PARAA
5413
DELISTED
Paramount Global Class A
PARAA
| $258K | ﹤0.01% |
5,745
+5,207
| +968% | +$221K |
|
|
WOW
5414
DELISTED
WideOpenWest
WOW
| $258K | ﹤0.01% |
34,886
+13,369
| +62% | +$84.7K |
|
|
MPX
5415
DELISTED
Marine Products Corp
MPX
| $257K | ﹤0.01% |
17,849
-53,665
| -75% | -$777K |
|
|
MUH
5416
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $257K | ﹤0.01% |
16,876
-78,385
| -82% | -$1.17M |
|
|
FPI
5417
Farmland Partners
FPI
$424M
| $256K | ﹤0.01% |
37,686
+12,764
| +51% | +$84.1K |
|
5418
Village Super Market
VLGEA
$616M
| $256K | ﹤0.01% |
11,047
+3,818
| +53% | +$99K |
|
|
ITI
5419
DELISTED
Iteris, Inc.
ITI
| $256K | ﹤0.01% |
51,281
+18,971
| +59% | +$96.6K |
|
|
GRTS
5420
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
| $256K | ﹤0.01% |
28,547
+8,244
| +41% | +$68.7K |
|
|
ASXC
5421
DELISTED
Asensus Surgical, Inc.
ASXC
| $256K | ﹤0.01% |
174,299
+15,468
| +10% | +$53.7K |
|
|
STON
5422
DELISTED
StoneMor Inc.
STON
| $256K | ﹤0.01% |
176,654
+46,102
| +35% | +$53.3K |
|
5423
argenx
ARGX
$54.2B
| $255K | ﹤0.01% |
1,587
-1,230
| -44% | -$166K |
|
5424
RCI Hospitality Holdings
RICK
$207M
| $255K | ﹤0.01% |
12,437
+4,336
| +54% | +$83.6K |
|
|
MSON
5425
DELISTED
Misonix Inc
MSON
| $255K | ﹤0.01% |
13,703
+3,913
| +40% | +$71.6K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.